ATHERSYS, INC / NEW 4
4 · ATHERSYS, INC / NEW · Filed Dec 19, 2014
Insider Transaction Report
Form 4
Deans Robert J
Sr. Vice President
Transactions
- Sale
Common Stock
2014-12-18$1.29/sh−2,540$3,270→ 427,645 total - Tax Payment
Common Stock
2014-12-18$1.29/sh−15,381$19,841→ 430,185 total - Sale
Common Stock
2014-12-19$1.28/sh−2,540$3,243→ 425,105 total - Tax Payment
Common Stock
2014-12-17$1.23/sh−1,084$1,333→ 445,566 total
Footnotes (6)
- [F1]Shares withheld from the quarterly vesting of a June 2014 restricted stock unit award related to the minimum tax withholding obligation.
- [F2]Shares withheld from the quarterly vesting of a June 2013 restricted stock unit award related to the minimum tax withholding obligation.
- [F3]Shares sold pursuant to a predefined Rule 10b5-1 trading plan solely related to the tax obligation on the quarterly vesting of a June 2013 restricted stock unit award.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.16 to $1.38, inclusive, in accordance with a previously established Rule 10b5-1 predefined trading plan enacted solely related to the tax obligation.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.245 to $1.33, inclusive, in accordance with a previously established Rule 10b5-1 predefined trading plan enacted solely related to the tax obligation.
- [F6]Securities beneficially owned are comprised of: (1) 139,135 shares of common stock owned, (2) unvested 245,580 restricted stock units awarded in June 2013 related to the termination of 2005 incentive agreements that will vest ratably on a quarterly basis through June 18, 2016, and (3) unvested estricted stock units awarded on an annual basis amounting to 40,390 that vest quarterly over a four-year period from grant date.