On Deck Capital Inc 4
4 · On Deck Capital Inc · Filed Dec 22, 2014
Insider Transaction Report
Form 4
Hartwig David
Director
Transactions
- Conversion
Common Stock
2014-12-22+5,686,354→ 5,686,354 total(indirect: See footnote) - Conversion
Series C-1 Preferred Stock
2014-12-22−1,447,756→ 0 total(indirect: See footnote)→ Common Stock (1,447,756 underlying) - Conversion
Series E Preferred Stock
2014-12-22−407,886→ 0 total(indirect: See footnote)→ Common Stock (407,886 underlying) - Conversion
Series D Preferred Stock
2014-12-22−1,211,664→ 0 total(indirect: See footnote)→ Common Stock (1,211,664 underlying) - Conversion
Series C Preferred Stock
2014-12-22−2,619,048→ 0 total(indirect: See footnote)→ Common Stock (2,619,048 underlying)
Footnotes (5)
- [F1]The Series C Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.
- [F2]The Series C-1 Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.
- [F3]The Series D Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.
- [F4]The Series E Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.
- [F5]The reported shares are held of record by SAP Ventures Fund I Holdings, LLC ("SAP Holdings"). Sapphire Ventures Fund I, L.P. ("Sapphire Ventures LP") is the sole member of SAP Holdings and SAP Ventures (GPE) I, L.L.C. ("SAP GPE") is the general partner of Sapphire Ventures LP. As a managing member of SAP GPE, the Reporting Person shares voting and dispositive power with respect to the shares held by SAP Holdings. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.