On Deck Capital Inc 4
4 · On Deck Capital Inc · Filed Dec 22, 2014
Insider Transaction Report
Form 4
Miller J Sanford
Director10% Owner
Transactions
- Conversion
Common Stock
2014-12-22+4,051,138→ 4,051,138 total(indirect: See footnote) - Conversion
Common Stock
2014-12-22+4,051,138→ 4,051,138 total(indirect: See footnote) - Conversion
Series D Preferred Stock
2014-12-22−3,847,194→ 0 total(indirect: See footnote)→ Common Stock (3,847,194 underlying) - Conversion
Series E Preferred Stock
2014-12-22−203,944→ 0 total(indirect: See footnote)→ Common Stock (203,944 underlying) - Conversion
Series D Preferred Stock
2014-12-22−3,847,194→ 0 total(indirect: See footnote)→ Common Stock (3,847,194 underlying) - Conversion
Series E Preferred Stock
2014-12-22−203,944→ 0 total(indirect: See footnote)→ Common Stock (203,944 underlying)
Footnotes (4)
- [F1]The Series D Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.
- [F2]The Series E Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and had no expiration date.
- [F3]The shares are held of record by Institutional Venture Partners XIII, L.P. (IVP XIII). The Reporting Person is a managing director of Institutional Venture Management XIII LLC (IVM XIII), the general partner of IVP XIII, and shares voting and dispositive power with respect to the shares held by IVP XIII. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.
- [F4]The shares are held of record by Institutional Venture Partners XIV, L.P. (IVP XIV). The Reporting Person is a managing director of Institutional Venture Management XIV LLC (IVM XIV), the general partner of IVP XIV, and shares voting and dispositive power with respect to the shares held by IVP XIV. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.