EMPIRE RESORTS INC 4/A
4/A · EMPIRE RESORTS INC · Filed Dec 23, 2014
Insider Transaction Report
Form 4/AAmended
Degliomini Charles
Other
Transactions
- Exercise/Conversion
Common Stock, $.01 par value per share
2014-03-20$3.33/sh+10,000$33,300→ 22,500 total - Sale
Common Stock, $.01 par value per share
2014-03-20$7.65/sh−10,000$76,500→ 12,500 total - Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-20−10,000→ 0 totalExercise: $3.33Exp: 2014-04-22→ Common Stock, $.01 par value per share (10,000 underlying)
Holdings
- 923(indirect: By LLC)
Common Stock, $.01 par value per share
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in more than one transaction at price ranging from $7.751 to $7.650, inclusive. The reporting person undertakes to provide to Empire Resorts, Inc., any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]Mr. Degliomini is a managing member of Fox-Hollow Lane, LLC. He disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F3]The option shares fully vested on April 23, 2011.