KRISPY KREME DOUGHNUTS INC 4

4 · KRISPY KREME DOUGHNUTS INC · Filed Dec 29, 2014

Form 4

Period: 2014-12-23

Chief Financial Officer

Transactions

Exercise/Conversion
Common Stock
2014-12-23$2.65/sh+9,550$25,308→ 139,116 total
Sale
Common Stock
2014-12-23$20.07/sh−10,000$200,711→ 129,566 total
Sale
Common Stock
2014-12-23$20.13/sh−10,000$201,315→ 139,566 total
Exercise/Conversion
Common Stock
2014-12-23$3.08/sh+10,450$32,186→ 149,566 total
Exercise/Conversion
Stock Option (right to buy)
2014-12-23−10,450→ 19,550 total
Exercise: $3.08Exp: 2018-04-14→ Common Stock (10,450 underlying)
Exercise/Conversion
Common Stock
2014-12-29$6.39/sh+44,000$281,160→ 173,566 total
Exercise/Conversion
Stock Option (right to buy)
2014-12-23−9,550→ 0 total
Exercise: $2.65Exp: 2020-01-25→ Common Stock (9,550 underlying)
Exercise/Conversion
Stock Option (right to buy)
2014-01-29−44,000→ 76,000 total
Exercise: $6.39Exp: 2021-01-30→ Common Stock (44,000 underlying)

Footnotes (5)

[F1]The Price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.10 to $20.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
[F2]The Price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.05 to $20.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
[F3]The options vest in four equal annual installments beginning on April 14, 2009.
[F4]The options vest in four equal annual installments beginning on January 25, 2011.
[F5]The options vest in four equal annual installments beginning on January 30, 2012.

Documents

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