4//SEC Filing
EMPIRE RESORTS INC 4
Accession 0001209191-14-078238
CIK 0000906780operating
Filed
Dec 28, 7:00 PM ET
Accepted
Dec 29, 5:57 PM ET
Size
11.5 KB
Accession
0001209191-14-078238
Insider Transaction Report
Form 4
SIMON JAMES
Director
Transactions
- Exercise/Conversion
Option to purchase Common Stock (right to buy)
2014-12-23−8,333→ 0 totalExercise: $6.90Exp: 2015-01-03→ Common Stock, $.01 par value per share (8,333 underlying) - Exercise/Conversion
Common Stock, $.01 par value per share
2014-12-23$6.90/sh+8,333$57,498→ 82,196 total - Sale
Common Stock, $.01 par value per share
2014-12-23$7.62/sh−8,333$63,533→ 73,863 total - Sale
Common Stock, $.01 par value per share
2014-12-23$8.01/sh−1,988$15,920→ 71,875 total
Footnotes (4)
- [F1]The exercise of an option held by the reporting person and the sale of the underlying shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person as of November 12, 2013.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in more than one transaction at a price ranging from $7.84 to $7.7135, inclusive. The reporting person undertakes to provide to Empire Resorts, Inc., any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in more than one transaction at a price ranging from $8.013 to $8.00, inclusive. The reporting person undertakes to provide to Empire Resorts, Inc., any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The option was fully vested as of October 4, 2010.
Documents
Issuer
EMPIRE RESORTS INC
CIK 0000906780
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000906780
Filing Metadata
- Form type
- 4
- Filed
- Dec 28, 7:00 PM ET
- Accepted
- Dec 29, 5:57 PM ET
- Size
- 11.5 KB