4//SEC Filing
POZEN INC /NC 4
Accession 0001209191-15-001744
CIK 0001059790operating
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 9:18 PM ET
Size
9.5 KB
Accession
0001209191-15-001744
Insider Transaction Report
Form 4
POZEN INC /NCPOZN
PLACHETKA JOHN R
DirectorPresident, CEO and Chairman10% Owner
Transactions
- Award
Common Stock
2014-12-31+79,887→ 773,013 total
Holdings
- 1,554,102(indirect: By Trust)
Common Stock
- 221,910(indirect: By Trust)
Common Stock
- 37,580
Common Stock
- 1,157,808(indirect: By LLC)
Common Stock
- 22,631(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]Restricted Stock Units granted pursuant to the POZEN Inc. 2010 Omnibus Equity Compensation Plan, which vest 25% annually over four years commencing upon the first anniversary of the date of grant, subject to continued employment or service to the Company.
- [F2]Beneficially owned by John R. Plachetka, indirectly, through the Revocable Declaration Trust u/a 1/31/2000, John R. Plachetka, Trustee.
- [F3]Beneficially owned by John R. Plachetka, indirectly, through the Revocable Declaration Trust u/a 1/31/2000, Clare A. Plachetka, Trustee.
- [F4]Beneficially owned by John R. Plachetka, indirectly, as manager of Silver Hill Investments, LLC. Silver Hill Investments LLC is 50% owned by the Family Trust under the John R. Plachetka Irrevocable Trust dated 4/20/2000, Wachovia Bank N.A. and Clare A. Plachetka, Trustees (the "Family Trust"); 40% owned by the Revocable Declaration of Trust u/a 1/31/2000, John R. Plachetka, Trustee; and 10% owned by the Revocable Declaration of Trust u/a 1/31/2000, Clare A. Plachetka, Trustee.
- [F5]Beneficially owned by John R. Plachetka, indirectly, through the Family Trust. The shares in the Family Trust are held in trust for the benefit of Clare A. Plachetka and John R. and Clare A. Plachetka's children.
Documents
Issuer
POZEN INC /NC
CIK 0001059790
Entity typeoperating
Related Parties
1- filerCIK 0001059790
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 9:18 PM ET
- Size
- 9.5 KB