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4//SEC Filing

World Energy Solutions, Inc. 4

Accession 0001209191-15-002685

CIK 0001371781operating

Filed

Jan 6, 7:00 PM ET

Accepted

Jan 7, 11:43 AM ET

Size

8.0 KB

Accession

0001209191-15-002685

Insider Transaction Report

Form 4
Period: 2015-01-05
Adams Philip
President and COO
Transactions
  • Disposition from Tender

    Common Stock

    2015-01-05$5.50/sh293,000$1,611,5000 total
  • Disposition from Tender

    Employee Stock Option (Right to Buy)

    2015-01-0550,0000 total
    Exercise: $3.17From: 2010-12-11Exp: 2016-12-11Common Stock (50,000 underlying)
Footnotes (3)
  • [F1]These shares are being tendered pursuant to the Agreement and Plan of Merger between World Energy Solutions, Inc., Wolf Merger Sub Corporation, and Enernoc, Inc. dated November 4, 2014.
  • [F2]The number of securities beneficially owned includes 75,000 shares of restricted stock, which have not yet fully vested. Mr. Adams received a grant on June 6, 2012 for 50,000 shares of restricted stock and a grant on February 7, 2013 for 25,000 shares of restricted stock. Both restricted stock grants vest 100% after four years from date of grant. The unvested restricted stock will be cashed out upon the closing date of the Agreement and Plan of Merger between World Energy Solutions, Inc., Wolf Merger Sub Corporation, and Enernoc, Inc. dated November 4, 2014.
  • [F3]The shares in this Employee Stock Option (Right to Buy) are fully vested and will be cashed out upon the closing of the Agreement and Plan of Merger between World Energy Solutions, Inc., Wolf Merger Sub Corporation, and Enernoc, Inc. dated November 4, 2014.

Issuer

World Energy Solutions, Inc.

CIK 0001371781

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001371781

Filing Metadata

Form type
4
Filed
Jan 6, 7:00 PM ET
Accepted
Jan 7, 11:43 AM ET
Size
8.0 KB