World Energy Solutions, Inc. 4
4 · World Energy Solutions, Inc. · Filed Jan 7, 2015
Insider Transaction Report
Form 4
PARSLOW JAMES F
CFO, Treasurer, Secretary
Transactions
- Disposition from Tender
Common Stock
2015-01-05$5.50/sh−78,438$431,409→ 0 total - Disposition from Tender
Employee Stock Option (Right to Buy)
2015-01-05−12,000→ 0 totalExercise: $3.81From: 2013-09-17Exp: 2019-09-17→ Common Stock (12,000 underlying) - Disposition from Tender
Employee Stock Option (Right to Buy)
2015-01-05−1,250→ 0 totalExercise: $3.17From: 2010-12-11Exp: 2016-12-11→ Common Stock (1,250 underlying)
Footnotes (5)
- [F1]These shares are being tendered pursuant to the Agreement and Plan of Merger between World Energy Solutions, Inc., Wolf Merger Sub Corporation, and Enernoc, Inc. dated November 4, 2014.
- [F2]The number of securities beneficially owned includes a restricted stock grant granted on September 20, 2013 in the amount of 40,000. The restricted stock vests 100% three years after date of grant. The unvested restricted stock will be cashed out upon the closing of the Agreement and Plan of Merger between World Energy Solutions, Inc., Wolf Merger Sub Corporation, and Enernoc, Inc. dated November 4, 2014.
- [F3]These shares are being tendered pursuant to the Agreement and Plan of Merger between World Energy Solutions, Inc., Wolf Merger Sub Corporation, and Enernoc, Inc. dated November 4, 2014.
- [F4]The shares in this Employee Stock Option (Right to Buy) are fully vested and will be cashed out upon the closing of the Agreement and Plan of Merger between World Energy Solutions, Inc., Wolf Merger Sub Corporation, and Enernoc, Inc. dated November 4, 2014.
- [F5]Includes 6,750 vested but unexercised shares that will be cashed out upon the closing of the Agreement and Plan of Merger between World Energy Solutions, Inc., Wolf Merger Sub Corporation, and Enernoc, Inc. dated November 4, 2014 ("Agreement") and 5,250 unvested unexercised shares that will be converted into Enernoc, Inc. employee stock options (right to buy) upon the closing of the Agreement.