4//SEC Filing
World Energy Solutions, Inc. 4
Accession 0001209191-15-002704
CIK 0001371781operating
Filed
Jan 6, 7:00 PM ET
Accepted
Jan 7, 12:19 PM ET
Size
10.8 KB
Accession
0001209191-15-002704
Insider Transaction Report
Form 4
PARSLOW JAMES F
CFO, Treasurer, Secretary
Transactions
- Disposition from Tender
Common Stock
2015-01-05$5.50/sh−78,438$431,409→ 0 total - Disposition from Tender
Employee Stock Option (Right to Buy)
2015-01-05−12,000→ 0 totalExercise: $3.81From: 2013-09-17Exp: 2019-09-17→ Common Stock (12,000 underlying) - Disposition from Tender
Employee Stock Option (Right to Buy)
2015-01-05−1,250→ 0 totalExercise: $3.17From: 2010-12-11Exp: 2016-12-11→ Common Stock (1,250 underlying)
Footnotes (5)
- [F1]These shares are being tendered pursuant to the Agreement and Plan of Merger between World Energy Solutions, Inc., Wolf Merger Sub Corporation, and Enernoc, Inc. dated November 4, 2014.
- [F2]The number of securities beneficially owned includes a restricted stock grant granted on September 20, 2013 in the amount of 40,000. The restricted stock vests 100% three years after date of grant. The unvested restricted stock will be cashed out upon the closing of the Agreement and Plan of Merger between World Energy Solutions, Inc., Wolf Merger Sub Corporation, and Enernoc, Inc. dated November 4, 2014.
- [F3]These shares are being tendered pursuant to the Agreement and Plan of Merger between World Energy Solutions, Inc., Wolf Merger Sub Corporation, and Enernoc, Inc. dated November 4, 2014.
- [F4]The shares in this Employee Stock Option (Right to Buy) are fully vested and will be cashed out upon the closing of the Agreement and Plan of Merger between World Energy Solutions, Inc., Wolf Merger Sub Corporation, and Enernoc, Inc. dated November 4, 2014.
- [F5]Includes 6,750 vested but unexercised shares that will be cashed out upon the closing of the Agreement and Plan of Merger between World Energy Solutions, Inc., Wolf Merger Sub Corporation, and Enernoc, Inc. dated November 4, 2014 ("Agreement") and 5,250 unvested unexercised shares that will be converted into Enernoc, Inc. employee stock options (right to buy) upon the closing of the Agreement.
Documents
Issuer
World Energy Solutions, Inc.
CIK 0001371781
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001371781
Filing Metadata
- Form type
- 4
- Filed
- Jan 6, 7:00 PM ET
- Accepted
- Jan 7, 12:19 PM ET
- Size
- 10.8 KB