Affinity Gaming 4
4 · Affinity Gaming · Filed Jan 9, 2015
Insider Transaction Report
Form 4
Affinity GamingNONE
Zenni James Joseph JR
10% Owner
Transactions
- Award
Common Shares
2015-01-06$9.75/sh+1,191,327$11,615,438→ 8,024,436.4 total(indirect: See Footnotes)
Footnotes (3)
- [F1]Includes 5,450,677.23 shares that may be deemed to be indirectly beneficially owned by Z Capital Special Situations Adviser, L.P. ("Special Adviser"), as the investment adviser of certain private funds; Z Capital Partners, L.L.C. ("Z Capital"), as the general partner of Special Adviser; Zenni Holdings, LLC ("Zenni Holdings"), as the managing member of Z Capital; and James J. Zenni ("Mr. Zenni"), as the President of Z Capital and the sole owner of Zenni Holdings.
- [F2]Includes 2,573,759.17 Shares that may be deemed to be indirectly beneficially owned by Z Capital Special Situations Fund GP, L.P. ("Special GP"), as the manager of certain private funds; Z Capital Special Situations Fund UGP, L.L.C. ("Special UGP"), as the general partner of Special GP; Z Capital, as the managing member of Special UGP; Zenni Holdings, as the managing member of Z Capital; and Mr. Zenni, as the President of Z Capital and the sole owner of Zenni Holdings.
- [F3]The Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his or its pecuniary interest therein.