4//SEC Filing
FreightCar America, Inc. 4
Accession 0001209191-15-004709
$RAILCIK 0001320854operating
Filed
Jan 15, 7:00 PM ET
Accepted
Jan 16, 5:10 PM ET
Size
17.0 KB
Accession
0001209191-15-004709
Insider Transaction Report
Form 4
McCarthy Thomas P
SVP, Human Resources
Transactions
- Award
Common Stock
2015-01-14+2,636→ 8,961 total - Award
Performance shares
2015-01-14+2,636→ 2,636 total→ Common stock (2,636 underlying)
Holdings
- 10,500
Employee Stock Option (right to buy)
Exercise: $29.88Exp: 2021-01-13→ Common stock (10,500 underlying) - 6,700
Employee Stock Option (right to buy)
Exercise: $24.56Exp: 2023-01-18→ Common stock (6,700 underlying) - 13,325
Employee Stock Option (right to buy)
Exercise: $25.55Exp: 2024-01-15→ Common stock (13,325 underlying) - 13,700
Employee Stock Option (right to buy)
Exercise: $23.40Exp: 2022-01-12→ Common stock (13,700 underlying) - 7,250
Employee Stock Option (right to buy)
Exercise: $20.69Exp: 2020-02-23→ Common stock (7,250 underlying) - 10,540
Employee Stock Option (right to buy)
Exercise: $30.47Exp: 2018-01-13→ Common stock (10,540 underlying)
Footnotes (12)
- [F1]Exempt issuance of restricted shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan. These shares were granted on January 14, 2015 and will vest on January 14, 2018. The restricted shares are subject to certain restrictions (including possible forfeiture).
- [F10]On January 13, 2011, the recipient was granted 10,500 options which are fully vested and currently exercisable.
- [F11]On February 23, 2010, the recipient was granted 7,250 options which are fully vested and currently exercisable.
- [F12]On January 13, 2008, the recipient was granted 10,540 options which are fully vested and currently exercisable.
- [F2]The restricted shares were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recipient.
- [F3]Each performance share represents the right to receive, at settlement, one share of common stock subject to the Issuer's achievement of performance goals.
- [F4]Exempt issuance of performance shares under Rule 16(b)-3 pursuant to the Issuer's 2005 Long Term Incentive Plan.
- [F5]Vesting of these performance shares depends on the Issuer's annual return on invested capital and basic earnings per share from January 1, 2015 through December 31, 2017. The target number of performance shares is reported. Between 0% and 200% of the target number of shares may vest on January 14, 2018, with the vesting percentage determined based on actual performance.
- [F6]Performance shares were granted pursuant to the Issuer's 2005 Long Term Incentive Plan, for which no consideration was paid by the recepient.
- [F7]On January 15, 2014, the recipient was granted 13,325 options. 4,441 stock options are fully vested and currently exercisable, 4,441 stock options will vest on January 15, 2016 and 4,443 stock options will vest on January 15, 2017.
- [F8]On January 18, 2013, the recipient was granted 6,700 options. 2,233 stock options are fully vested and currently exercisable, 2,233 stock options will vest on January 18, 2015 and 2,234 stock options will vest on January 18, 2016.
- [F9]On January 12, 2012, the recipient was granted 13,700 options which are fully vested and currently exercisable.
Documents
Issuer
FreightCar America, Inc.
CIK 0001320854
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001320854
Filing Metadata
- Form type
- 4
- Filed
- Jan 15, 7:00 PM ET
- Accepted
- Jan 16, 5:10 PM ET
- Size
- 17.0 KB