HEALTH CARE REIT INC /DE/ 4
4 · HEALTH CARE REIT INC /DE/ · Filed Jan 20, 2015
Insider Transaction Report
Form 4
HERMAN CHARLES J JR
EVP & Chief Investment Officer
Transactions
- Exercise/Conversion
Common Stock
2015-01-16$49.17/sh+7,988$392,770→ 67,835 total - Tax Payment
Common Stock
2015-01-15$83.17/sh−5,512$458,433→ 47,463 total - Exercise/Conversion
Option (Right to Buy)
2015-01-16−7,200→ 2,310 totalExercise: $43.29From: 2014-01-15Exp: 2020-01-28→ Common (9,510 underlying) - Sale
Common Stock
2015-01-16$83.27/sh−20,372$1,696,319→ 47,463 total - Exercise/Conversion
Common Stock
2015-01-16$43.29/sh+7,200$311,688→ 59,847 total - Exercise/Conversion
Option (Right to Buy)
2015-01-16−5,184→ 0 totalExercise: $37.00From: 2014-01-15Exp: 2019-01-29→ Common (5,184 underlying) - Exercise/Conversion
Common Stock
2015-01-16$37.00/sh+5,184$191,808→ 52,647 total - Exercise/Conversion
Option (Right to Buy
2015-01-16−7,988→ 3,994 totalExercise: $49.17From: 2014-01-15Exp: 2021-01-27→ Common (11,982 underlying)
Holdings
- 32,247(indirect: By LLC)
Common Stock
Footnotes (7)
- [F1]The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Sales Plan dated December 16, 2014.
- [F2]The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member.
- [F3]Options for the purchase of 39,434 shares of common stock at $37.00 per share were granted to Mr. Herman on January 29, 2009, which grant has previously been reported. The partial exercise of these options for the purchase of 34,250 shares has previously been reported. Of the remaining options, options for the purchase of 5,184 shares vested on January 15, 2014.
- [F4]The options were granted under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price.
- [F5]Options for the purchase of 23,776 shares of common stock were granted to Mr. Herman on January 28, 2010, which grant has previously been reported. The partial exercise of these options for the purchase of 14,266 shares has previsouly been reported. Of the remaining options, options for the purchase of 4,755 shares vested on January 15 of each of 2014 and 2015.
- [F6]The options were granted under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price.
- [F7]Options for the purchase of 19,971 shares of common stock were granted to Mr. Herman on January 27, 2011, which grant has previously been reported. The partial exercise of these options for the purchase of 7,989 shares has previously been reported. Of the remaining options, options for the purchase of 3,994 shares vested on January 15 of each of 2014 and 2015 and options for the purchase of 3,994 shares will vest on January 15, 2016.