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3//SEC Filing

Draper Fisher Jurvetson Partners IX, LLC 3

Accession 0001209191-15-005826

CIK 0001372612other
View on SEC.govCompany Profile

Filed

Jan 21, 7:00 PM ET

Accepted

Jan 22, 4:47 PM ET

Size

32.9 KB

Accession

0001209191-15-005826

Insider Transaction Report

Form 3
Period: 2015-01-22
BOX INCBOX
Draper Fisher Jurvetson Fund VIII L P
10% Owner
Holdings

  • Existing Class A Common Stock

    (indirect: See footnotes)
    150,000

  • Series A Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (4,877,906 underlying)

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (1,715,928 underlying)

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (229,097 underlying)

  • Series E-1 Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (277,778 underlying)

  • Series B Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (10,264,545 underlying)

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (4,504,703 underlying)

  • Series D-1 Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (996,090 underlying)
Draper Fisher Jurvetson Fund IX LP
10% Owner
Holdings

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (4,504,703 underlying)

  • Series D-1 Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (996,090 underlying)

  • Series A Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (4,877,906 underlying)

  • Series B Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (10,264,545 underlying)

  • Existing Class A Common Stock

    (indirect: See footnotes)
    150,000

  • Series E-1 Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (277,778 underlying)

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (1,715,928 underlying)

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (229,097 underlying)
DRAPER ASSOCIATES L P
10% Owner
Holdings

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (4,504,703 underlying)

  • Series B Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (10,264,545 underlying)

  • Existing Class A Common Stock

    (indirect: See footnotes)
    150,000

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (229,097 underlying)

  • Series E-1 Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (277,778 underlying)

  • Series A Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (4,877,906 underlying)

  • Series D-1 Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (996,090 underlying)

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (1,715,928 underlying)
Fisher John H N
10% Owner
Holdings

  • Existing Class A Common Stock

    (indirect: See footnotes)
    150,000

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (229,097 underlying)

  • Series B Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (10,264,545 underlying)

  • Series D-1 Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (996,090 underlying)

  • Series A Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (4,877,906 underlying)

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (4,504,703 underlying)

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (1,715,928 underlying)

  • Series E-1 Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (277,778 underlying)
Jurvetson Stephen T
10% Owner
Holdings

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (1,715,928 underlying)

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (229,097 underlying)

  • Series A Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (4,877,906 underlying)

  • Series B Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (10,264,545 underlying)

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (4,504,703 underlying)

  • Series E-1 Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (277,778 underlying)

  • Existing Class A Common Stock

    (indirect: See footnotes)
    150,000

  • Series D-1 Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (996,090 underlying)
BAILEY MARK W
10% Owner
Holdings

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (1,715,928 underlying)

  • Existing Class A Common Stock

    (indirect: See footnotes)
    150,000

  • Series B Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (10,264,545 underlying)

  • Series A Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (4,877,906 underlying)

  • Series E-1 Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (277,778 underlying)

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (4,504,703 underlying)

  • Series D-1 Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (996,090 underlying)

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (229,097 underlying)
Schuler Barry
10% Owner
Holdings

  • Series B Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (10,264,545 underlying)

  • Series E-1 Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (277,778 underlying)

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (4,504,703 underlying)

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (1,715,928 underlying)

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (229,097 underlying)

  • Existing Class A Common Stock

    (indirect: See footnotes)
    150,000

  • Series A Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (4,877,906 underlying)

  • Series D-1 Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (996,090 underlying)
Draper Fisher Jurvetson Partners IX, LLC
10% Owner
Holdings

  • Series E-1 Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (277,778 underlying)

  • Series A Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (4,877,906 underlying)

  • Series B Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (10,264,545 underlying)

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (4,504,703 underlying)

  • Series D-1 Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (996,090 underlying)

  • Existing Class A Common Stock

    (indirect: See footnotes)
    150,000

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (1,715,928 underlying)

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (229,097 underlying)
DRAPER TIMOTHY C
10% Owner
Holdings

  • Existing Class A Common Stock

    (indirect: See footnotes)
    150,000

  • Series B Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (10,264,545 underlying)

  • Series A Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (4,877,906 underlying)

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (4,504,703 underlying)

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (1,715,928 underlying)

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (229,097 underlying)

  • Series D-1 Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (996,090 underlying)

  • Series E-1 Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (277,778 underlying)
DRAPER FISHER JURVETSON PARTNERS VIII LLC
10% Owner
Holdings

  • Series B Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (10,264,545 underlying)

  • Series C Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (4,504,703 underlying)

  • Existing Class A Common Stock

    (indirect: See footnotes)
    150,000

  • Series A Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (4,877,906 underlying)

  • Series D Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (1,715,928 underlying)

  • Series D-1 Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (996,090 underlying)

  • Series E Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (229,097 underlying)

  • Series E-1 Preferred Stock

    (indirect: See footnotes)
    → Existing Class A Common Stock (277,778 underlying)
Footnotes (18)
  • [F1]5,025 of these shares are owned directly by Draper Associates, L.P. (DALP), 141,150 of these shares are owned directly by Draper Fisher Jurvetson Fund IX, L.P. (Fund IX), and 3,825 of these shares are owned directly by Draper Fisher Jurvetson Partners IX, LLC (Partners IX).
  • [F10]Subject to certain adjustments, the Series D Preferred Stock is convertible into Existing Class A Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the consummation of the Issuer's initial public offering, all shares of Series D Preferred Stock will automatically convert into shares of Existing Class A Common Stock of the Issuer.
  • [F11]75,670 of these shares are owned directly by DALP, 1,246,655 of these shares are owned directly by Fund IX, 351,998 of these shares are owned directly by Fund VIII, 33,783 of these shares are owned directly by Partners IX, and 7,822 of these shares are owned directly by Partners VIII.
  • [F12]Subject to certain adjustments, the Series D-1 Preferred Stock is convertible into Existing Class A Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the consummation of the Issuer's initial public offering, all shares of Series D-1 Preferred Stock will automatically convert into shares of Existing Class A Common Stock of the Issuer.
  • [F13]921,583 of these shares are owned directly by Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund), and 74,507 of these shares are owned directly by Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners).
  • [F14]John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Growth Fund that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Growth Partners invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
  • [F15]Subject to certain adjustments, the Series E Preferred Stock is convertible into Existing Class A Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the consummation of the Issuer's initial public offering, all shares of Series E Preferred Stock will automatically convert into shares of Existing Class A Common Stock of the Issuer.
  • [F16]211,961 of these shares are owned directly by Growth Fund, and 17,136 of these shares are owned directly by Growth Partners.
  • [F17]Subject to certain adjustments, the Series E-1 Preferred Stock is convertible into Existing Class A Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the consummation of the Issuer's initial public offering, all shares of Series E-1 Preferred Stock will automatically convert into shares of Existing Class A Common Stock of the Issuer.
  • [F18]257,000 of these shares are owned directly by Growth Fund, and 20,778 of these shares are owned directly by Growth Partners.
  • [F2]The General Partner of DALP is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII) and Fund IX.
  • [F3]Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Partners IX invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
  • [F4]Subject to certain adjustments, the Series A Preferred Stock is convertible into the Issuer's existing Class A Common Stock ("Existing Class A Common Stock") on a 1:1 basis and has no expiration date. Immediately prior to the consummation of the Issuer's initial public offering, all shares of Series A Preferred Stock will automatically convert into shares of Existing Class A Common Stock of the Issuer.
  • [F5]390,233 of these shares are owned directly by DALP, 4,390,115 of these shares are owned directly by Fund VIII, and 97,558 of these shares are owned directly by Partners VIII.
  • [F6]Subject to certain adjustments, the Series B Preferred Stock is convertible into Existing Class A Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the consummation of the Issuer's initial public offering, all shares of Series B Preferred Stock will automatically convert into shares of Existing Class A Common Stock of the Issuer.
  • [F7]821,162 of these shares are owned directly by DALP, 9,238,092 of these shares are owned directly by Fund VIII, and 205,291 of these shares are owned directly by Partners VIII.
  • [F8]Subject to certain adjustments, the Series C Preferred Stock is convertible into Existing Class A Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the consummation of the Issuer's initial public offering, all shares of Series C Preferred Stock will automatically convert into shares of Existing Class A Common Stock of the Issuer.
  • [F9]198,650 of these shares are owned directly by DALP, 3,272,755 of these shares are owned directly by Fund IX, 924,076 of these shares are owned directly by Fund VIII, 88,687 of these shares are owned directly by Partners IX, and 20,535 of these shares are owned directly by Partners VIII.

Documents

1 file

Issuer

BOX INC

CIK 0001372612

→
Entity typeother

Related Parties

1
  • filerCIK 0001476642

Filing Metadata

Form type
3
Filed
Jan 21, 7:00 PM ET
Accepted
Jan 22, 4:47 PM ET
Size
32.9 KB
View on SEC.gov