STEMCELLS INC 4
4 · STEMCELLS INC · Filed Jan 28, 2015
Insider Transaction Report
Form 4
STEMCELLS INCSTEM
MCGLYNN MARTIN M
DirectorPresident & CEO
Transactions
- Tax Payment
Common Stock
2015-01-27$1.07/sh+50,858$54,418→ 2,642,033 total
Holdings
- 23,050(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]This is recorded as a Code F disposition because the shares were used by the reporting person to pay a tax liability incurred by him from the delivery of shares incident to the vesting of restricted stock units.
- [F2]Includes (1) 525,000 restricted stock units, with 175,000 of these vesting on each of June 14, 2015, June 14, 2016, and June 14, 2017; (2) 1,255,500 restricted stock units, with 418,500 of these vesting on each of January 8, 2016, January 8, 2017 and January 8, 2018; and (3) 418,500 restricted stock units with performance based vesting.
- [F3]Shares held in 401(k) account in accordance with issuer's employer-match policies.