Home/Filings/4/0001209191-15-007496
4//SEC Filing

INFINERA CORP 4

Accession 0001209191-15-007496

CIK 0001138639operating

Filed

Jan 28, 7:00 PM ET

Accepted

Jan 29, 5:06 PM ET

Size

16.5 KB

Accession

0001209191-15-007496

Insider Transaction Report

Form 4
Period: 2015-01-27
Transactions
  • Exercise/Conversion

    Common Stock

    2015-01-27$7.45/sh+50,000$372,50079,439 total(indirect: See Footnote)
  • Exercise/Conversion

    Non-Qualified Stock Option (Right to Buy)

    2015-01-2750,00050,000 total
    Exercise: $7.45Exp: 2019-08-10Common Stock (50,000 underlying)
  • Sale

    Common Stock

    2015-01-27$16.52/sh50,000$825,87529,439 total(indirect: See Footnote)
Holdings
  • Non-Qualified Stock Option (Right to Buy)

    Exercise: $7.25Exp: 2021-05-18Common Stock (17,600 underlying)
    17,600
  • Non-Qualified Stock Option (Right to Buy)

    Exercise: $13.00Exp: 2017-06-06Common Stock (12,500 underlying)
    12,500
  • Common Stock

    39,562
  • Non-Qualified Stock Option (Right to Buy)

    Exercise: $13.16Exp: 2018-05-13Common Stock (12,500 underlying)
    12,500
  • Non-Qualified Stock Option (Right to Buy)

    Exercise: $7.55Exp: 2020-05-19Common Stock (14,500 underlying)
    14,500
  • Restricted Stock Units

    Common Stock (19,009 underlying)
    19,009
Footnotes (6)
  • [F1]These shares are held directly by The Carl Redfield Trust 2000 dated 10/18/00, for which Mr. Redfield serves as trustee.
  • [F2]This sale was made in connection with Mr. Redfield's Rule 10b5-1 Trading Plan, which was adopted on May 28, 2014.
  • [F3]This price represents the weighted average sale price of the shares sold in multiple transactions at prices ranging from $16.25 to $16.72 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Mr. Redfield will provide full information regarding the number of shares sold at each separate price.
  • [F4]This option is fully vested.
  • [F5]Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Company.
  • [F6]These RSUs fully vest on the earlier of the date of the Company's next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Redfield's continued service to the Company.

Issuer

INFINERA CORP

CIK 0001138639

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001138639

Filing Metadata

Form type
4
Filed
Jan 28, 7:00 PM ET
Accepted
Jan 29, 5:06 PM ET
Size
16.5 KB