4//SEC Filing
INFINERA CORP 4
Accession 0001209191-15-007496
CIK 0001138639operating
Filed
Jan 28, 7:00 PM ET
Accepted
Jan 29, 5:06 PM ET
Size
16.5 KB
Accession
0001209191-15-007496
Insider Transaction Report
Form 4
INFINERA CORPINFN
REDFIELD CARL
Director
Transactions
- Exercise/Conversion
Common Stock
2015-01-27$7.45/sh+50,000$372,500→ 79,439 total(indirect: See Footnote) - Exercise/Conversion
Non-Qualified Stock Option (Right to Buy)
2015-01-27−50,000→ 50,000 totalExercise: $7.45Exp: 2019-08-10→ Common Stock (50,000 underlying) - Sale
Common Stock
2015-01-27$16.52/sh−50,000$825,875→ 29,439 total(indirect: See Footnote)
Holdings
- 17,600
Non-Qualified Stock Option (Right to Buy)
Exercise: $7.25Exp: 2021-05-18→ Common Stock (17,600 underlying) - 12,500
Non-Qualified Stock Option (Right to Buy)
Exercise: $13.00Exp: 2017-06-06→ Common Stock (12,500 underlying) - 39,562
Common Stock
- 12,500
Non-Qualified Stock Option (Right to Buy)
Exercise: $13.16Exp: 2018-05-13→ Common Stock (12,500 underlying) - 14,500
Non-Qualified Stock Option (Right to Buy)
Exercise: $7.55Exp: 2020-05-19→ Common Stock (14,500 underlying) - 19,009
Restricted Stock Units
→ Common Stock (19,009 underlying)
Footnotes (6)
- [F1]These shares are held directly by The Carl Redfield Trust 2000 dated 10/18/00, for which Mr. Redfield serves as trustee.
- [F2]This sale was made in connection with Mr. Redfield's Rule 10b5-1 Trading Plan, which was adopted on May 28, 2014.
- [F3]This price represents the weighted average sale price of the shares sold in multiple transactions at prices ranging from $16.25 to $16.72 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Mr. Redfield will provide full information regarding the number of shares sold at each separate price.
- [F4]This option is fully vested.
- [F5]Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Company.
- [F6]These RSUs fully vest on the earlier of the date of the Company's next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Redfield's continued service to the Company.
Documents
Issuer
INFINERA CORP
CIK 0001138639
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001138639
Filing Metadata
- Form type
- 4
- Filed
- Jan 28, 7:00 PM ET
- Accepted
- Jan 29, 5:06 PM ET
- Size
- 16.5 KB