BTU INTERNATIONAL INC 4

Accession 0001209191-15-008384

CIK 0000840883operating

View on SEC.gov Company Profile

Filed

Feb 1, 7:00 PM ET

Accepted

Feb 2, 5:57 PM ET

Size

42.9 KB

Accession

0001209191-15-008384

Insider Transaction Report

Form 4

Period: 2015-01-30

BTU INTERNATIONAL INCBTUI

WANSEM PAUL J VAN DER

DirectorChairman, President and CEO10% Owner

Transactions

Disposition to Issuer
RSU
2015-01-30−2,500→ 0 total
Exercise: $0.00Exp: 2021-04-28→ Common Stock (2,500 underlying)
Disposition to Issuer
Options (right to buy)
2015-01-30−33,000→ 0 total
Exercise: $3.00Exp: 2016-05-15→ Common Stock (33,000 underlying)
Disposition to Issuer
Common Stock
2015-01-30−365,000→ 0 total(indirect: By Family LTP)
Disposition to Issuer
Options (right to buy)
2015-01-30−50,000→ 0 total
Exercise: $5.79Exp: 2016-10-26→ Common Stock (50,000 underlying)
Disposition to Issuer
Options (right to buy)
2015-01-30−25,000→ 0 total
Exercise: $3.03Exp: 2019-06-04→ Common Stock (25,000 underlying)
Disposition to Issuer
Options (right to buy)
2015-01-30−12,500→ 0 total
Exercise: $2.35Exp: 2020-06-03→ Common Stock (12,500 underlying)
Exercise/Conversion
Common Stock
2015-01-30+2,500→ 1,024,900 total
Disposition to Issuer
Common Stock
2015-01-30−1,024,900→ 0 total
Disposition to Issuer
Common Stock
2015-01-30−115,000→ 0 total(indirect: By Spouse)
Disposition to Issuer
Common Stock
2015-01-30−90,344→ 0 total(indirect: By Trust)
Disposition to Issuer
Options (right to buy)
2015-01-30−66,000→ 0 total
Exercise: $10.05Exp: 2015-05-16→ Common Stock (66,000 underlying)
Disposition to Issuer
Options (right to buy)
2015-01-30−33,000→ 0 total
Exercise: $5.01Exp: 2015-10-31→ Common Stock (33,000 underlying)
Disposition to Issuer
Options (right to buy)
2015-01-30−35,000→ 0 total
Exercise: $5.38Exp: 2017-05-21→ Common Stock (35,000 underlying)
Disposition to Issuer
Options (right to buy)
2015-01-30−35,000→ 0 total
Exercise: $6.99Exp: 2017-11-01→ Common Stock (35,000 underlying)
Disposition to Issuer
Options (right to buy)
2015-01-30−21,000→ 0 total
Exercise: $9.04Exp: 2018-05-20→ Common Stock (21,000 underlying)
Disposition to Issuer
Options (right to buy)
2015-01-30−21,000→ 0 total
Exercise: $3.56Exp: 2018-11-03→ Common Stock (21,000 underlying)
Disposition to Issuer
Options (right to buy)
2015-01-30−25,000→ 0 total
Exercise: $2.00Exp: 2019-11-05→ Common Stock (25,000 underlying)
Disposition to Issuer
Options (right to buy)
2015-01-30−18,000→ 0 total
Exercise: $3.27Exp: 2020-11-04→ Common Stock (18,000 underlying)

Footnotes (18)

[F1]The restricted stock units convert into common stock on a one-to-one basis.
[F10]This option which is fully vested, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 16,455 shares of Amtech common stock for $17.60 per share.
[F11]This option which is fully vested, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 11,518 shares of Amtech common stock for $16.35 per share
[F12]This option which is fully vested, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 11,518 shares of Amtech common stock for $21.24 per share.
[F13]This option which is fully vested, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 6,911 shares of Amtech common stock for $27.47 per share
[F14]This option which is fully vested, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 6,911 shares of Amtech common stock for $10.82 per share.
[F15]This option which is fully vested, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 8,227 shares of Amtech common stock for $9.21 per share.
[F16]This option which is fully vested, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 8227 shares of Amtech common stock for $6.08 per share.
[F17]This option which is fully vested, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 4,113 shares of Amtech common stock for $7.14 per share.
[F18]This option which is fully vested, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 5,923 shares of Amtech common stock for $9.94 per share.
[F2]Disposed of pursuant to merger agreement between issuer and Amtech Systems, Inc., in exchange on a per share basis for .3291 shares of Amtech common stock having a market value of $8.20 per share on the effective date of the merger.
[F3]Mr. van der Wansem disclaims beneficial ownership of the shares held by the Partnership except to the extent of his pecuniary interest
[F4]Mr. van der Wansem disclaims beneficial ownership in shares held by his wife.
[F5]Mr. van der Wansem disclaims any beneficial ownership in shares held by the 1981 Van der Wansem Family Trust
[F6]The restricted stock units were accelerated as a result of the merger.
[F7]This option which is fully vested, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 21,720 shares of Amtech common stock for $30.54 per share.
[F8]This option which is fully vested, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 10,860 shares of Amtech common stock for $15.23 per share.
[F9]This option which is fully vested, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 10,860 shares of Amtech common stock for $12.34 per share.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

BTU INTERNATIONAL INC

CIK 0000840883

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0000840883

Filing Metadata

Form type: 4
Filed: Feb 1, 7:00 PM ET
Accepted: Feb 2, 5:57 PM ET
Size: 42.9 KB

View on SEC.gov