Home/Filings/4/0001209191-15-008387
4//SEC Filing

BTU INTERNATIONAL INC 4

Accession 0001209191-15-008387

CIK 0000840883operating

Filed

Feb 1, 7:00 PM ET

Accepted

Feb 2, 5:59 PM ET

Size

48.4 KB

Accession

0001209191-15-008387

Insider Transaction Report

Form 4
Period: 2015-01-30
GRIFFIN JAMES MICHAEL
Vice President Sales
Transactions
  • Disposition to Issuer

    Options (right to buy)

    2015-01-308,0000 total
    Exercise: $5.01Exp: 2015-10-31Common Stock (8,000 underlying)
  • Disposition to Issuer

    Options (right to buy)

    2015-01-307,0000 total
    Exercise: $5.79Exp: 2016-10-26Common Stock (7,000 underlying)
  • Disposition to Issuer

    Options (right to buy)

    2015-01-305,0000 total
    Exercise: $6.99Exp: 2017-11-01Common Stock (5,000 underlying)
  • Disposition to Issuer

    Options (right to buy)

    2015-01-303,2000 total
    Exercise: $3.56Exp: 2018-11-03Common Stock (3,200 underlying)
  • Disposition to Issuer

    Options (right to buy)

    2015-01-303,5000 total
    Exercise: $3.27Exp: 2020-11-04Common Stock (3,500 underlying)
  • Tax Payment

    Common Stock

    2015-01-30$2.66/sh2,079$5,53013,921 total
  • Disposition to Issuer

    RSU

    2015-01-302,0000 total
    Exercise: $0.00Exp: 2021-04-28Common Stock (2,000 underlying)
  • Disposition to Issuer

    Options (right to buy)

    2015-01-304,4000 total
    Exercise: $2.00Exp: 2019-11-05Common Stock (4,400 underlying)
  • Disposition to Issuer

    Options (right to buy)

    2015-01-302,4000 total
    Exercise: $2.35Exp: 2020-06-03Common Stock (2,400 underlying)
  • Disposition to Issuer

    Options (right to buy)

    2015-01-306,0000 total
    Exercise: $2.59Exp: 2021-12-08Common Stock (6,000 underlying)
  • Disposition to Issuer

    Options (right to buy)

    2015-01-306,0000 total
    Exercise: $5.38Exp: 2017-05-21Common Stock (6,000 underlying)
  • Disposition to Issuer

    Common Stock

    2015-01-3013,9210 total
  • Disposition to Issuer

    Options (Right to buy)

    2015-01-306,4000 total
    Exercise: $4.06Exp: 2016-05-18Common Stock (6,400 underlying)
  • Disposition to Issuer

    Options (right to buy)

    2015-01-308,0000 total
    Exercise: $4.06Exp: 2016-05-15Common Stock (8,000 underlying)
  • Exercise/Conversion

    Common Stock

    2015-01-30+5,50016,000 total
  • Disposition to Issuer

    Options (right to buy)

    2015-01-304,8000 total
    Exercise: $4.06Exp: 2016-05-18Common Stock (4,800 underlying)
  • Disposition to Issuer

    Options (right to buy)

    2015-01-306,4000 total
    Exercise: $4.06Exp: 2016-05-18Common Stock (6,400 underlying)
  • Disposition to Issuer

    Options (right to buy)

    2015-01-303,6000 total
    Exercise: $3.03Exp: 2019-06-04Common Stock (3,600 underlying)
  • Disposition to Issuer

    RSU

    2015-01-303,5000 total
    Exercise: $0.00Exp: 2021-09-03Common Stock (3,500 underlying)
  • Disposition to Issuer

    Options (right to buy)

    2015-01-303,0000 total
    Exercise: $9.04Exp: 2018-05-20Common Stock (3,000 underlying)
Footnotes (17)
  • [F1]The restricted stock units convert into common stock on a one-to-one basis.
  • [F10]This option which is fully vested, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 1,645 shares of Amtech common stock for $21.24 per share.
  • [F11]This option which vests in equal installments on May 20, 2012, May 20, 2013, May 20, 2014 and May 20, 2015, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 987 shares of Amtech common stock for $27.47 per share.
  • [F12]This option which vests in equal installments on November 3, 2012, November 3, 2013, November 3, 2014 and November 3, 2015, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 1,053 shares of Amtech common stock for $10.82 per share.
  • [F13]This option which vests in equal installments on June 4, 2013, and June 4, 2014, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 1,184 shares of Amtech common stock for $9.21 per share.
  • [F14]This option which vests in equal installments on November 5, 2013, and November 5, 2014, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 1,448 shares of Amtech common stock for $6.08 per share.
  • [F15]This option which vests in equal installments on June 3, 2014 and June 3, 2015, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 789 shares of Amtech common stock for $7.14 per share.
  • [F16]This option which vests in equal installments on November 4, 2014, and November 4, 2015, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 1,151 shares of Amtech common stock for $9.94 per share.
  • [F17]This option which vests in equal installments on December 8, 2015, and December 8, 2016 and December 8, 2017, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 1,974 shares of Amtech common stock for $7.87 per share.
  • [F2]Disposed of pursuant to merger agreement between issuer and Amtech Systems, Inc., in exchange on a per share basis for .3291 shares of Amtech common stock having a market value of $8.20 per share on the effective date of the merger.
  • [F3]The restricted stock units were accelerated as a result of the merger.
  • [F4]This option which is fully vested, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 2,632 shares of Amtech common stock for $15.23 per share.
  • [F5]This option which is fully vested, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 2,632 shares of Amtech common stock for $12.34 per share.
  • [F6]This option which is fully vested, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 1,579 shares of Amtech common stock for $12.34 per share.
  • [F7]This option which is fully vested, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 2,106 shares of Amtech common stock for $12.34 per share.
  • [F8]This option which is fully vested, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 2,303 shares of Amtech common stock for $17.60 per share.
  • [F9]This option which is fully vested, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 1,974 shares of Amtech common stock for $16.35 per share.

Issuer

BTU INTERNATIONAL INC

CIK 0000840883

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000840883

Filing Metadata

Form type
4
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 5:59 PM ET
Size
48.4 KB