4//SEC Filing
BTU INTERNATIONAL INC 4
Accession 0001209191-15-008387
CIK 0000840883operating
Filed
Feb 1, 7:00 PM ET
Accepted
Feb 2, 5:59 PM ET
Size
48.4 KB
Accession
0001209191-15-008387
Insider Transaction Report
Form 4
GRIFFIN JAMES MICHAEL
Vice President Sales
Transactions
- Disposition to Issuer
Options (right to buy)
2015-01-30−8,000→ 0 totalExercise: $5.01Exp: 2015-10-31→ Common Stock (8,000 underlying) - Disposition to Issuer
Options (right to buy)
2015-01-30−7,000→ 0 totalExercise: $5.79Exp: 2016-10-26→ Common Stock (7,000 underlying) - Disposition to Issuer
Options (right to buy)
2015-01-30−5,000→ 0 totalExercise: $6.99Exp: 2017-11-01→ Common Stock (5,000 underlying) - Disposition to Issuer
Options (right to buy)
2015-01-30−3,200→ 0 totalExercise: $3.56Exp: 2018-11-03→ Common Stock (3,200 underlying) - Disposition to Issuer
Options (right to buy)
2015-01-30−3,500→ 0 totalExercise: $3.27Exp: 2020-11-04→ Common Stock (3,500 underlying) - Tax Payment
Common Stock
2015-01-30$2.66/sh−2,079$5,530→ 13,921 total - Disposition to Issuer
RSU
2015-01-30−2,000→ 0 totalExercise: $0.00Exp: 2021-04-28→ Common Stock (2,000 underlying) - Disposition to Issuer
Options (right to buy)
2015-01-30−4,400→ 0 totalExercise: $2.00Exp: 2019-11-05→ Common Stock (4,400 underlying) - Disposition to Issuer
Options (right to buy)
2015-01-30−2,400→ 0 totalExercise: $2.35Exp: 2020-06-03→ Common Stock (2,400 underlying) - Disposition to Issuer
Options (right to buy)
2015-01-30−6,000→ 0 totalExercise: $2.59Exp: 2021-12-08→ Common Stock (6,000 underlying) - Disposition to Issuer
Options (right to buy)
2015-01-30−6,000→ 0 totalExercise: $5.38Exp: 2017-05-21→ Common Stock (6,000 underlying) - Disposition to Issuer
Common Stock
2015-01-30−13,921→ 0 total - Disposition to Issuer
Options (Right to buy)
2015-01-30−6,400→ 0 totalExercise: $4.06Exp: 2016-05-18→ Common Stock (6,400 underlying) - Disposition to Issuer
Options (right to buy)
2015-01-30−8,000→ 0 totalExercise: $4.06Exp: 2016-05-15→ Common Stock (8,000 underlying) - Exercise/Conversion
Common Stock
2015-01-30+5,500→ 16,000 total - Disposition to Issuer
Options (right to buy)
2015-01-30−4,800→ 0 totalExercise: $4.06Exp: 2016-05-18→ Common Stock (4,800 underlying) - Disposition to Issuer
Options (right to buy)
2015-01-30−6,400→ 0 totalExercise: $4.06Exp: 2016-05-18→ Common Stock (6,400 underlying) - Disposition to Issuer
Options (right to buy)
2015-01-30−3,600→ 0 totalExercise: $3.03Exp: 2019-06-04→ Common Stock (3,600 underlying) - Disposition to Issuer
RSU
2015-01-30−3,500→ 0 totalExercise: $0.00Exp: 2021-09-03→ Common Stock (3,500 underlying) - Disposition to Issuer
Options (right to buy)
2015-01-30−3,000→ 0 totalExercise: $9.04Exp: 2018-05-20→ Common Stock (3,000 underlying)
Footnotes (17)
- [F1]The restricted stock units convert into common stock on a one-to-one basis.
- [F10]This option which is fully vested, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 1,645 shares of Amtech common stock for $21.24 per share.
- [F11]This option which vests in equal installments on May 20, 2012, May 20, 2013, May 20, 2014 and May 20, 2015, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 987 shares of Amtech common stock for $27.47 per share.
- [F12]This option which vests in equal installments on November 3, 2012, November 3, 2013, November 3, 2014 and November 3, 2015, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 1,053 shares of Amtech common stock for $10.82 per share.
- [F13]This option which vests in equal installments on June 4, 2013, and June 4, 2014, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 1,184 shares of Amtech common stock for $9.21 per share.
- [F14]This option which vests in equal installments on November 5, 2013, and November 5, 2014, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 1,448 shares of Amtech common stock for $6.08 per share.
- [F15]This option which vests in equal installments on June 3, 2014 and June 3, 2015, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 789 shares of Amtech common stock for $7.14 per share.
- [F16]This option which vests in equal installments on November 4, 2014, and November 4, 2015, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 1,151 shares of Amtech common stock for $9.94 per share.
- [F17]This option which vests in equal installments on December 8, 2015, and December 8, 2016 and December 8, 2017, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 1,974 shares of Amtech common stock for $7.87 per share.
- [F2]Disposed of pursuant to merger agreement between issuer and Amtech Systems, Inc., in exchange on a per share basis for .3291 shares of Amtech common stock having a market value of $8.20 per share on the effective date of the merger.
- [F3]The restricted stock units were accelerated as a result of the merger.
- [F4]This option which is fully vested, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 2,632 shares of Amtech common stock for $15.23 per share.
- [F5]This option which is fully vested, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 2,632 shares of Amtech common stock for $12.34 per share.
- [F6]This option which is fully vested, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 1,579 shares of Amtech common stock for $12.34 per share.
- [F7]This option which is fully vested, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 2,106 shares of Amtech common stock for $12.34 per share.
- [F8]This option which is fully vested, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 2,303 shares of Amtech common stock for $17.60 per share.
- [F9]This option which is fully vested, was assumed by Amtech Systems, Inc., in the merger and converted into an option to purchase 1,974 shares of Amtech common stock for $16.35 per share.
Documents
Issuer
BTU INTERNATIONAL INC
CIK 0000840883
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000840883
Filing Metadata
- Form type
- 4
- Filed
- Feb 1, 7:00 PM ET
- Accepted
- Feb 2, 5:59 PM ET
- Size
- 48.4 KB