4//SEC Filing
UNIVERSAL BIOSENSORS INC 4
Accession 0001209191-15-009215
CIK 0001279695operating
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 9:23 PM ET
Size
21.8 KB
Accession
0001209191-15-009215
Insider Transaction Report
Form 4
Hodges Alastair
Chief Scientist
Transactions
- Award
Stock Option (Right to Buy)
2015-01-30+40,000→ 40,000 totalExercise: $0.00Exp: 2022-01-29→ Common Stock (40,000 underlying) - Award
Common Stock
2015-01-30+4,347→ 2,834,837 total
Holdings
- 100,000
Stock Option (Right to Buy)
Exercise: $1.72Exp: 2019-11-09→ Common Stock (100,000 underlying) - 16,667
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2019-05-14→ Common Stock (16,667 underlying) - 105,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2019-06-28→ Common Stock (105,000 underlying) - 36,000
Stock Option (Right to Buy)
Exercise: $1.18Exp: 2017-03-22→ Common Stock (36,000 underlying) - 36,248
Stock Option (Right to Buy)
Exercise: $0.26Exp: 2015-12-31→ Common Stock (36,248 underlying) - 40,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2020-12-11→ Common Stock (40,000 underlying) - 25,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2019-11-12→ Common Stock (25,000 underlying)
Footnotes (12)
- [F1]The exercise price reported isstated in Australian dollars.
- [F10]1/3 of the stock options vested and became exercisable on 12/31/08. 1/3 of the stock options vested and became exercisable on 12/31/09. The remaining stock options vested and became exercisable on 12/31/10.
- [F11]1/3 of the stock options vested and became exercisable on 01/01/07; 1/3 of the stock options vested and became exercisable on 01/01/08, and the remaining stock options vested and became exercisable on 01/01/09.
- [F12]The stock options vested and became exercisable in three equal tranches on 12/31/07, 12/31/08, and 12/31/09.
- [F2]13,333 stock options vest and become exercisable on 12/31/2015, 13,333 stock options vest and become exercisable on 12/31/2016, and 13,334 stock options vest and become exercisable on 12/31/2017.
- [F3]13,333 stock options vested and became exercisable on 12/31/2014, 13,333 stock options vest and become exercisable on 12/31/2015, and 13,334 stock options vest and become exercisable on 12/31/2016.
- [F4]8,333 stock options vested and became exercisable on 12/31/2013, 8,333 stock options vested and became exercisable on 12/31/2014, and 8,334 stock options vest and become exercisable on 12/31/2015.
- [F5]8,333 stock options vested and became exercisable on 12/31/2012, 8,333 stock options vested and became exercisable on 12/31/2013, and 8,334 stock options vested and became exercisable on 12/31/2014.
- [F6]8,333 stock options vested and became exercisable on 12/31/2011, 8,333 stock options vested and became exercisable on 12/31/2012, and 8,334 stock options vested and became exercisable on 12/31/2013
- [F7]1/3 of the stock options vested and became exercisable on 12/31/10, 1/3 of the stock options vested and became exercisable on 12/31/11 and the remaining stock options vested and became exercisable on 12/31/12.
- [F8]10,000 stock options vested and became exercisable on 12/31/10, 21,666 stock options vested and became exercisable on 12/31/11, 35,000 stock options vested and became exercisable on 12/31/12, 25,000 stock options vested and became exercisable on 12/31/13, and 13,334 stock options vested and became exercisable on 12/31/14.
- [F9]8,333 stock options vested and became exercisable on 12/31/2009 and were exercised on February 10, 2010. 8,333 stock options vested and became exercisable on 12/31/2010 and the remaining stock options vested and became exercisable on 12/31/11.
Documents
Issuer
UNIVERSAL BIOSENSORS INC
CIK 0001279695
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001279695
Filing Metadata
- Form type
- 4
- Filed
- Feb 2, 7:00 PM ET
- Accepted
- Feb 3, 9:23 PM ET
- Size
- 21.8 KB