|4Feb 6, 10:20 AM ET

INSTITUTIONAL FINANCIAL MARKETS, INC. 4

4 · INSTITUTIONAL FINANCIAL MARKETS, INC. · Filed Feb 6, 2015

Insider Transaction Report

Form 4
Period: 2015-02-04
DiMaio Jack
Director10% Owner
Transactions
  • Award

    Common Stock, $0.001 par value per share

    2015-02-04+30,30352,937 total
Holdings
  • Common Stock, $0.001 par value per share

    (indirect: By LLC)
    974,585
Footnotes (2)
  • [F1]Mr. DiMaio was awarded 30,303 restricted shares under the Second Amended and Restated Institutional Financial Markets, Inc. 2010 Long-Term Incentive Plan. The restrictions expire on February 4, 2016.
  • [F2]In accordance with the governing documents of Mead Park Capital Partners LLC, the reporting person has the right to, at any time, acquire direct beneficial ownership over these securities.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION