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4//SEC Filing

INSTITUTIONAL FINANCIAL MARKETS, INC. 4

Accession 0001209191-15-010160

$COHNCIK 0001270436operating
View on SEC.govCompany Profile

Filed

Feb 5, 7:00 PM ET

Accepted

Feb 6, 10:24 AM ET

Size

6.9 KB

Accession

0001209191-15-010160

Insider Transaction Report

Form 4
Period: 2015-02-04
INSTITUTIONAL FINANCIAL MARKETS, INC.IFMI
Ricciardi Christopher
President10% Owner
Transactions
  • Award

    Common Stock, $0.001 par value per share

    2015-02-04+30,303→ 1,411,689 total
Holdings

  • Common Stock, $0.001 par value per share

    (indirect: By LLC)
    487,291

  • Common Stock, $0.001 par value per share

    (indirect: By Spouse)
    48,448
Footnotes (2)
  • [F1]Mr. Ricciardi was awarded 30,303 restricted shares under the Second Amended and Restated Institutional Financial Markets, Inc. 2010 Long-Term Incentive Plan. The restrictions expire on February 4, 2016.
  • [F2]In accordance with the governing documents of Mead Park Capital Partners LLC, the reporting person has the right to, at any time, acquire direct beneficial ownership over these securities.

Documents

1 file

Issuer

INSTITUTIONAL FINANCIAL MARKETS, INC.

CIK 0001270436

→
Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001270436

Filing Metadata

Form type
4
Filed
Feb 5, 7:00 PM ET
Accepted
Feb 6, 10:24 AM ET
Size
6.9 KB
View on SEC.gov