DOVER SADDLERY INC 5

5 · DOVER SADDLERY INC · Filed Feb 9, 2015

Form 5

Period: 2014-12-31

Director

Transactions

Conversion
Non-Qualified Stock Option
2014-03-26$1.94/sh−12,840$24,910→ 23,940 total
Exercise: $1.94Exp: 2014-03-30→ Common Stock (12,840 underlying)
Purchase
Common Stock
2014-03-26$1.94/sh+12,840$24,910→ 12,840 total

Holdings

Non-Qualified Stock Option
Exercise: $1.24Exp: 2018-11-20→ Common Stock (2,940 underlying)
23,940
Non-Qualified Stock Option
Exercise: $4.90Exp: 2023-11-19→ Common Stock (3,500 underlying)
23,940
Non-Qualified Stock Option
Exercise: $3.32Exp: 2021-11-27→ Common Stock (3,500 underlying)
23,940
Non-Qualified Stock Option
Exercise: $4.50Exp: 2017-11-13→ Common Stock (3,500 underlying)
23,940
Non-Qualified Stock Option
Exercise: $3.10Exp: 2020-11-16→ Common Stock (3,500 underlying)
23,940
Non-Qualified Stock Option
Exercise: $3.59Exp: 2022-11-15→ Common Stock (3,500 underlying)
23,940
Non-Qualified Stock Option
Exercise: $7.50Exp: 2016-10-25→ Common Stock (3,500 underlying)
23,940

Footnotes (17)

[F1]This transaction has been previously reported on a Form 4 in a timely manner.
[F10]As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options as granted in 2010.
[F11]Granted on 11/28/2011 and vest on anniversary date of grant at rate 20 % per year for five years.
[F12]As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options as granted in 2011.
[F13]Granted on 11/16/2012 and vest on anniversary date of grant at rate 20 % per year for five years.
[F14]As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options as granted in 2012.
[F15]Granted on 11/20/2013 and vest on anniversary date of grant at rate 20 % per year for five years.
[F16]As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options as granted in 2013.
[F17]Immediately
[F2]As of 12/31/2014.
[F3]Granted on 10/26/2006 and vest on anniversary date of grant at rate 20 % per year for five years.
[F4]As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options as granted in 2006.
[F5]Granted on 11/14/2007 and vest on anniversary date of grant at rate 20 % per year for five years.
[F6]As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options as granted in 2007.
[F7]Granted on 11/21/2008 and vest on anniversary date of grant at rate 20 % per year for five years.
[F8]As of 12/31/2014, total includes 2,940 Non-Qualified Stock Options as granted in 2008.
[F9]Granted on 11/17/2010 and vest on anniversary date of grant at rate 20 % per year for five years.

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