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5//SEC Filing

DOVER SADDLERY INC 5

Accession 0001209191-15-010629

CIK 0001071625operating
View on SEC.govCompany Profile

Filed

Feb 8, 7:00 PM ET

Accepted

Feb 9, 10:52 AM ET

Size

29.5 KB

Accession

0001209191-15-010629

Insider Transaction Report

Form 5
Period: 2014-12-31
DOVER SADDLERY INCDOVR
Grylls Jonathan AR
DirectorCOO, VP & Secretary
Transactions
  • Purchase

    Common Stock

    2014-10-20$1.94/sh+38,665$75,010→ 179,000 total
  • Conversion

    Incentive Stock Option

    2014-10-20$1.94/sh−38,665$75,010→ 91,845 total
    Exercise: $1.94Exp: 2014-12-29→ Common Stock (38,665 underlying)
Holdings

  • Incentive Stock Option

    Exercise: $3.59Exp: 2022-11-15→ Common Stock (15,725 underlying)
    91,845

  • Incentive Stock Option

    Exercise: $4.50Exp: 2017-11-13→ Common Stock (15,725 underlying)
    91,845

  • Non-Qualified Stock Option

    Exercise: $1.24Exp: 2018-11-20→ Common Stock (2,940 underlying)
    20,440

  • Non-Qualified Stock Option

    Exercise: $3.10Exp: 2020-11-16→ Common Stock (3,500 underlying)
    20,440

  • Non-Qualified Stock Option

    Exercise: $3.32Exp: 2021-11-27→ Common Stock (3,500 underlying)
    20,440

  • Incentive Stock Option

    Exercise: $3.32Exp: 2021-11-27→ Common Stock (15,725 underlying)
    91,845

  • Incentive Stock Option

    Exercise: $4.90Exp: 2023-11-19→ Common Stock (15,725 underlying)
    91,845

  • Common Stock

    179,000

  • Non-Qualified Stock Option

    Exercise: $4.50Exp: 2017-11-13→ Common Stock (3,500 underlying)
    20,440

  • Incentive Stock Option

    Exercise: $1.24Exp: 2018-11-20→ Common Stock (13,220 underlying)
    91,845

  • Incentive Stock Option

    Exercise: $3.10Exp: 2020-11-16→ Common Stock (15,725 underlying)
    91,845

  • Non-Qualified Stock Option

    Exercise: $3.59Exp: 2022-11-15→ Common Stock (3,500 underlying)
    20,440

  • Non-Qualified Stock Option

    Exercise: $4.90Exp: 2023-11-19→ Common Stock (3,500 underlying)
    20,440
Footnotes (22)
  • [F1]The reporting person transferred 54,735 shares of the issuer's Common Stock (the "Shares") to The Jonathan Andrew Richard Grylls Living Trust u/d/t dated September 27, 2006 (the "Trust"), of which the reporting person is one of the Trustees. The reporting person continues to have a pecuniary interest in the Trust, as the beneficiary of the Trust, has investment control over the Shares; and as the settlor of the Trust, has the right to revoke the Trust without the consent of another person. Includes (i) 54,735 shares of the issuer's Common Stock (the "Shares") held by the Trust, as the result of the transfer reported hereby, and (ii) 124,265 Shares held by the reporting person.
  • [F10]As of 12/31/2014, total includes 15,725 Incentive Stock Options granted in 2010. Together with Non-Qualified Stock Options, the total stock options held by this reporting person as of 12/31/2014 equals 112,285.
  • [F11]As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options granted in 2010. Together with Incentive Stock Options, the total stock options held by this reporting person as of 12/31/2014 equals 112,285.
  • [F12]Granted on 11/28/2011 and vest on anniversary date of grant at rate 20% per year for five years.
  • [F13]As of 12/31/2014, total includes 15,725 Incentive Stock Options granted in 2011. Together with Non-Qualified Stock Options, the total stock options held by this reporting person as of 12/31/2014 equals 112,285.
  • [F14]As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options granted in 2011. Together with Incentive Stock Options, the total stock options held by this reporting person as of 12/31/2014 equals 112,285.
  • [F15]Granted on 11/16/2012 and vest on anniversary date of grant at rate 20% per year for five years.
  • [F16]As of 12/31/2014, total includes 15,725 Incentive Stock Options granted in 2012. Together with Non-Qualified Stock Options, the total stock options held by this reporting person as of 12/31/2014 equals 112,285.
  • [F17]As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options granted in 2012. Together with Incentive Stock Options, the total stock options held by this reporting person as of 12/31/2014 equals 112,285.
  • [F18]Granted on 11/20/2013 and vest on anniversary date of grant at rate 20% per year for five years.
  • [F19]As of 12/31/2014, total includes 15,725 Incentive Stock Options granted in 2013. Together with Non-Qualified Stock Options, the total stock options held by this reporting person as of 12/31/2014 equals 112,285.
  • [F2]This transaction has been previously reported on a Form 4 filed in a timely manner.
  • [F20]As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options granted in 2013. Together with Incentive Stock Options, the total stock options held by this reporting person as of 12/31/2014 equals 112,285.
  • [F21]All options had vested attend of 5-year vesting schedule on December 29,2009.
  • [F22]Reflects total outstanding Incentive Stock Options held by this reporting person as of 12/31/2014. Together with Non-Qualified Stock Options the total stock options held by this reporting person as of 12/31/2014 equals 112,285.
  • [F3]Granted on 11/14/2007 and vest on anniversary date of grant at rate 20% per year for five years.
  • [F4]As of 12/31/2014, total includes 15,725 Incentive Stock Options granted in 2007. Together with Non-Qualified Options, the total stock options held by this reporting person as of 12/31/2014 equals 112,285.
  • [F5]As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options granted in 2007. Together with Incentive Stock Options, the total stock options held by this reporting person as of 12/31/2014 equals 112,285.
  • [F6]Granted on 11/21/2008 and vest on anniversary date of grant at rate 20% per year for five years.
  • [F7]As of 12/31/2014, total includes 13,220 Incentive Stock Options granted in 2008. Together with Non-Qualified Stock Options, the total stock options held by this reporting person as of 12/31/2014 equals 112,285.
  • [F8]As of 12/31/2014, total includes 3,500 Non-Qualified Stock Options granted in 2008. Together with Incentive Stock Options, the total stock options held by this reporting person as of 12/31/2014 equals 112,285.
  • [F9]Granted on 11/17/2010 and vest on anniversary date of grant at rate 20% per year for five years.

Documents

1 file

Issuer

DOVER SADDLERY INC

CIK 0001071625

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001071625

Filing Metadata

Form type
5
Filed
Feb 8, 7:00 PM ET
Accepted
Feb 9, 10:52 AM ET
Size
29.5 KB
View on SEC.gov