Home/Filings/4/0001209191-15-013291
4//SEC Filing

Fidelity & Guaranty Life 4

Accession 0001209191-15-013291

CIK 0001585064operating

Filed

Feb 12, 7:00 PM ET

Accepted

Feb 13, 1:35 PM ET

Size

13.4 KB

Accession

0001209191-15-013291

Insider Transaction Report

Form 4
Period: 2015-02-11
Transactions
  • Award

    Common Stock

    2015-02-11+35510,525 total
Holdings
  • Stock Option (right to buy)

    Exercise: $24.87Exp: 2021-12-01Common Stock (2,205 underlying)
    2,205
  • Stock Option (right to buy)

    Exercise: $46.82Exp: 2019-04-01Common Stock
    167
  • Stock Option (right to buy)

    Exercise: $61.15Exp: 2020-04-01Common Stock
    200
  • Restricted Stock Unit

    Common Stock
    117
  • Stock Option (right to buy)

    Exercise: $17.00Exp: 2020-12-12Common Stock (3,408 underlying)
    3,408
Footnotes (7)
  • [F1]Issued pursuant to the Issuer's 2013 Stock Incentive Plan, as amended, to the reporting person in lieu of a director retainer fee for board service.
  • [F2]Includes restricted stock.
  • [F3]The option vests in three equal annual installments on December 1, 2015, 2016 and 2017, subject to continued service through such date.
  • [F4]The option entitles the reporting person to receive, upon exercise, a cash payment equal to the excess of the fair market value of a share of Class A Common Stock of Fidelity & Guaranty Life Holdings, Inc., a wholly owned subsidiary of the Issuer (the "F&G Subsidiary"), over the exercise price of the option. It is expected that the fair market value of a share of Class A Common Stock of the F&G Subsidiary will be derived from the value of the Common Stock of the Issuer. The option became exercisable as to 167 shares on April 1, 2013 and 166 shares on April 1, 2014, and will become exercisable as to the remaining 167 shares on April 1, 2015.
  • [F5]The option entitles the reporting person to receive, upon exercise, a cash payment equal to the excess of the fair market value of a share of Class B Common Stock of F&G Subsidiary, over the exercise price of the option. It is expected that the fair market value of a share of Class B Common Stock of the F&G Subsidiary will be derived from the value of the Common Stock of the Issuer. The option became exercisable as to 100 shares on April 1, 2014, and will become exercisable as to 100 shares on April 1, 2015 and 100 shares on April 1, 2016.
  • [F6]Each restricted stock unit is the economic equivalent of one share of Class B Common Stock of the F&G Subsidiary. Each restricted stock unit will be settled upon vesting in cash in an amount equal to the fair market value of one share of Class B Common Stock of the F&G Subsidiary. It is expected that the fair market value of a share of Class B Common Stock of the F&G Subsidiary will be derived from the value of the Common Stock of the Issuer. 59 restricted stock units will vest on April 1, 2015 and 58 restricted stock units will vest on April 1, 2016.
  • [F7]The option vests in three equal annual installments on December 12, 2014, 2015 and 2016, subject to continued service through such date.

Issuer

Fidelity & Guaranty Life

CIK 0001585064

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001585064

Filing Metadata

Form type
4
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 1:35 PM ET
Size
13.4 KB