5//SEC Filing
Advanced Emissions Solutions, Inc. 5
Accession 0001209191-15-014539
$ARQCIK 0001515156operating
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 4:40 PM ET
Size
17.0 KB
Accession
0001209191-15-014539
Insider Transaction Report
Form 5
DURHAM MICHAEL D
President & CEO
Transactions
- Gift
Common Stock
2013-08-20−6,600→ 479,922 total - Gift
Common Stock
2012-04-10−6,000→ 481,280 total - Gift
Common Stock
2012-05-01−8,000→ 473,280 total - Gift
Common Stock
2013-11-29−12,000→ 468,236 total - Gift
Common Stock
2014-11-11−10,000→ 522,817 total - Gift
Common Stock
2014-02-03−1,200→ 485,700 total - Gift
Common Stock
2014-12-10−17,000→ 505,817 total
Footnotes (7)
- [F1]All amounts on this Form 5 are reported on a stock split adjusted basis; the 2 for 1 stock split occurred on March 14, 2014.
- [F2]These amended total ownership figures also adjust the total holdings reported on all Forms 4 filed subsequent to the date of the respective gift transaction.
- [F3]Of the amount shown at such time, 109,608 shares were held in the qualified pension plan account of the reporting person, which number was incorrectly reported on previous filings by 144 shares on a stock split-adjusted basis due to an administrative error that occurred in February 2009. Additionally, of the amount shown, 30,000 shares were issued pursuant to a program under the Company's Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"), were not fully vested and were subject to certain repurchase rights.
- [F4]Of the amount shown at such time, 112,550 shares were held in a qualified pension plan account of the reporting person and 40,300 shares were issued pursuant to a program under the 2007 Plan, were not fully vested and were subject to certain repurchase rights.
- [F5]Of the amount shown at such time, 112,864 shares were held in a qualified pension plan account of the reporting person and 40,300 shares were issued pursuant to a program under the 2007 Plan, were not fully vested and were subject to certain repurchase rights.
- [F6]Of the amount shown at such time, 112,864 shares were held in a qualified pension plan account of the reporting person and 51,372 shares were issued pursuant to a program under the 2007 Plan, were not fully vested and were subject to certain repurchase rights.
- [F7]Of the amount shown at such time, 112,900 shares were held in a qualified pension plan account of the reporting person and 51,372 shares were issued pursuant to a program under the 2007 Plan, were not fully vested and were subject to certain repurchase rights.
Documents
Issuer
Advanced Emissions Solutions, Inc.
CIK 0001515156
Entity typeoperating
Related Parties
1- filerCIK 0001515156
Filing Metadata
- Form type
- 5
- Filed
- Feb 16, 7:00 PM ET
- Accepted
- Feb 17, 4:40 PM ET
- Size
- 17.0 KB