5//SEC Filing
HCA Holdings, Inc. 5
Accession 0001209191-15-014554
$HCACIK 0000860730operating
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 4:47 PM ET
Size
21.5 KB
Accession
0001209191-15-014554
Insider Transaction Report
Form 5
FRIST PATRICIA C
10% Owner
Transactions
- Gift
Common Stock, par value $0.01 per share
2014-05-19−6,465,982→ 0 total(indirect: By LLC) - Gift
Common Stock, par value $0.01 per share
2014-02-25−2,895,938.872→ 0 total(indirect: By LLC) - Gift
Common Stock, par value $0.01 per share
2014-11-17−518,650.796→ 0 total(indirect: By LLC)
Holdings
- 340,217(indirect: By LLC)
Common Stock, par value $0.01 per share
- 387,659.755(indirect: By Trust)
Common Stock, par value $0.01 per share
- 36,629,163.859(indirect: By LLC)
Common Stock, par value $0.01 per share
- 204,968.49(indirect: By LLC)
Common Stock, par value $0.01 per share
- 67,351.63(indirect: By LLC)
Common Stock, par value $0.01 per share
- 72,589.065(indirect: By Trust)
Common Stock, par value $0.01 per share
- 382,700.883(indirect: By LLC)
Common Stock, par value $0.01 per share
- 630,884.388(indirect: By LLC)
Common Stock, par value $0.01 per share
- 317,076(indirect: By LLC)
Common Stock, par value $0.01 per share
- 6,657,331.318(indirect: By Trust)
Common Stock, par value $0.01 per share
Footnotes (5)
- [F1]Hercules Holding II, LLC ("Hercules") holds 91,750,834 shares of the common stock of HCA Holdings, Inc. Hercules has issued one unit per share of HCA Holdings, Inc. that it owns directly. Hercules is held by a private investor group, including affiliates of Bain Capital Investors, LLC, Kohlberg Kravis Roberts & Co. L.P. and affiliates of HCA Inc. founder Dr. Thomas F. Frist, Jr. The Reporting Person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock of HCA Holdings, Inc. held by Hercules. However, the Reporting Person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein.
- [F2]The Reporting Person is trustee of (i) Thomas F. Frist, Jr. 2012 Grantor Retained Annuity Trust No. 1, (ii) Thomas F. Frist, Jr. 2012 Grantor Retained Annuity Trust No. 2, (iii) Thomas F. Frist, Jr. 2013 Grantor Retained Annuity Trust, (iv) Thomas F. Frist, Jr. 2010 Grantor Retained Annuity Trust, (v) Frist Children's Trust and (vi) Frist Children's Trust II and may be deemed to be the beneficial owner of the units of Hercules held by these trusts, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc.
- [F3]The Reporting Person may be deemed to be the beneficial owner of the units of Hercules held by (i) Thomas F. Frist, Jr. 2009 Grantor Retained Annuity Trust, (ii) Thomas F. Frist GST Tax Exempt Trust, (iii) Patricia Champion Frist 2013 Grantor Retained Annuity Trust and (iv) Patricia Champion Frist 2013 Grantor Retained Annuity Trust No. 3, each of which her husband serves as trustee, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc.
- [F4]The Reporting Person owns 204,968.4898 units of Hercules and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc. by virtue of her membership in Hercules. The Reporting Person may also be deemed to have an indirect beneficial ownership in respect of 67,351.6299 units of Hercules, through an indirect pecuniary interest in such units held by her husband, Thomas F. Frist, Jr., and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc.
- [F5]The Reporting Person may be deemed to share voting and dispositive power with respect to 36,629,163.8593 shares of HCA Holdings, Inc. beneficially owned by Frisco, Inc., by virtue of her position as a director of Frisco, Inc. Frisco, Inc. has beneficial ownership of 36,629,163.8593 units of Hercules, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc.
Documents
Issuer
HCA Holdings, Inc.
CIK 0000860730
Entity typeoperating
Related Parties
1- filerCIK 0000860730
Filing Metadata
- Form type
- 5
- Filed
- Feb 16, 7:00 PM ET
- Accepted
- Feb 17, 4:47 PM ET
- Size
- 21.5 KB