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4//SEC Filing

ARCA biopharma, Inc. 4

Accession 0001209191-15-014713

$ORKACIK 0000907654operating

Filed

Feb 16, 7:00 PM ET

Accepted

Feb 17, 6:10 PM ET

Size

9.7 KB

Accession

0001209191-15-014713

Insider Transaction Report

Form 4
Period: 2015-02-12
BRISTOW MICHAEL R
DirectorChief Science and Med. Officer
Transactions
  • Award

    Common Stock

    2015-02-12+48,100340,725 total
  • Award

    Stock Option (right to buy)

    2015-02-12+25,90025,900 total
    Exercise: $0.67Exp: 2025-02-11Common Stock (25,900 underlying)
Holdings
  • Common Stock

    (indirect: By IRA)
    178,215
  • Common Stock

    (indirect: By Trust)
    139,082
Footnotes (3)
  • [F1]Represents shares issued as restricted stock units (an "RSU") under the Issuer's 2013 Equity Incentive Plan (the "Plan"). The RSUs vest in three equal annual installments beginning April 2, 2016, provided that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan prior to such time.
  • [F2]Includes 140,034 previously reported shares issued as restricted stock units under the Plan and 152,591 previously reported shares of common stock held directly.
  • [F3]Grant to the Reporting Person of a stock option under the Plan, vesting in 36 equal monthly installments from the date of grant, provided that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan prior to such time. In the event of a change in control of the Issuer, 50% of the unvested options shall become fully and immediately vested upon the closing date of such change in control, provided, however, that on the earlier of (i) the one-year anniversary of the closing date or (ii) involuntary termination, any options that remain unvested on such earlier date shall become fully and immediately vested.

Issuer

ARCA biopharma, Inc.

CIK 0000907654

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000907654

Filing Metadata

Form type
4
Filed
Feb 16, 7:00 PM ET
Accepted
Feb 17, 6:10 PM ET
Size
9.7 KB