MAXWELL TECHNOLOGIES INC 4
4 · MAXWELL TECHNOLOGIES INC · Filed Feb 17, 2015
Insider Transaction Report
Form 4
CORTES JOSE
Director
Transactions
- Exercise/Conversion
Common Stock
2015-02-17+9,413→ 50,335 total - Exercise/Conversion
Restricted Stock Units
2015-02-17−9,413→ 0 total→ Common Stock (9,413 underlying)
Holdings
- 726,419(indirect: By Montena S.A.)
Common Stock
- 5,000(indirect: By Mother-in-Law)
Common Stock
Footnotes (5)
- [F1]These units do not carry a conversion price.
- [F2]Mr. Cortes is a principal in Montena, SA. Mr. Cortes may be deemed to exercise voting and investment power over such shares. Mr. Cortes disclaims beneficial ownership of such shares, except to his proportionate interest therein.
- [F3]Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock.
- [F4]The RSUs vest in full one year from the grant date as long as the holder remains in service to the Company.
- [F5]These units do not expire.