4//SEC Filing
HARMONIC INC 4
Accession 0001209191-15-015252
$HLITCIK 0000851310operating
Filed
Feb 17, 7:00 PM ET
Accepted
Feb 18, 4:07 PM ET
Size
25.7 KB
Accession
0001209191-15-015252
Insider Transaction Report
Form 4
HARMONIC INCHLIT
AVER CAROLYN V
Chief Financial Officer
Transactions
- Tax Payment
Common Stock
2015-02-15$7.90/sh−2,705$21,370→ 32,615 total - Exercise/Conversion
Common Stock
2015-02-15+14,000→ 50,963 total - Tax Payment
Common Stock
2015-02-15$7.90/sh−5,261$41,562→ 45,702 total - Exercise/Conversion
Restricted Stock Units
2015-02-15−5,000→ 0 totalExercise: $0.00From: 2012-02-15Exp: 2015-02-15→ Common Stock (5,000 underlying) - Exercise/Conversion
Restricted Stock Units
2015-02-15−6,875→ 0 totalExercise: $0.00From: 2014-02-15Exp: 2015-02-15→ Common Stock (6,875 underlying) - Exercise/Conversion
Restricted Stock Units
2015-02-15−14,000→ 14,000 totalExercise: $0.00From: 2015-02-15Exp: 2016-02-15→ Common Stock (14,000 underlying) - Exercise/Conversion
Common Stock
2015-02-15+5,000→ 30,624 total - Tax Payment
Common Stock
2015-02-15$7.90/sh−2,179$17,214→ 28,445 total - Exercise/Conversion
Common Stock
2015-02-15+6,875→ 35,320 total - Exercise/Conversion
Common Stock
2015-02-15+6,875→ 39,490 total - Tax Payment
Common Stock
2015-02-15$7.90/sh−2,527$19,963→ 36,963 total - Exercise/Conversion
Restricted Stock Units
2015-02-15−6,875→ 13,750 totalExercise: $0.00From: 2013-02-15Exp: 2016-02-15→ Common Stock (6,875 underlying)
Footnotes (5)
- [F1]These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2015. These restricted stock units were initially granted to the Reporting Person on 3/4/2011, and were identified on a Form 4 filed by the Reporting Person on 3/8/2011.
- [F2]Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
- [F3]These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2015. These restricted stock units were initially granted to the Reporting Person on 2/28/2012, and were identified on a Form 4 filed by the Reporting Person on 3/1/2012.
- [F4]These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2015. These restricted stock units were initially granted to the Reporting Person on 3/15/2013, and were identified on a Form 4 filed by the Reporting Person on 3/19/2013.
- [F5]These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2015. These restricted stock units were initially granted to the Reporting Person on 3/14/2014, and were identified on a Form 4 filed by the Reporting Person on 3/18/2014.
Documents
Issuer
HARMONIC INC
CIK 0000851310
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000851310
Filing Metadata
- Form type
- 4
- Filed
- Feb 17, 7:00 PM ET
- Accepted
- Feb 18, 4:07 PM ET
- Size
- 25.7 KB