4//SEC Filing
CHART INDUSTRIES INC 4
Accession 0001209191-15-015529
$GTLSCIK 0000892553operating
Filed
Feb 17, 7:00 PM ET
Accepted
Feb 18, 6:05 PM ET
Size
21.2 KB
Accession
0001209191-15-015529
Insider Transaction Report
Form 4
Webster Kenneth J
CAO and Controller
Transactions
- Tax Payment
Common Stock, par value $0.01 per share
2015-02-17$31.77/sh−353$11,215→ 8,621 total - Award
Common Stock, par value $0.01 per share
2015-02-17+925→ 8,974 total
Holdings
- 2,590
Stock Option (Right to Buy)
Exercise: $36.45Exp: 2021-01-03→ Common Stock (2,590 underlying) - 780
Restricted Stock Unit
Exercise: $0.00Exp: 2016-01-02→ Common Stock (780 underlying) - 650
Restricted Stock Unit
Exercise: $0.00Exp: 2017-01-02→ Common Stock (650 underlying) - 3,950
Stock Option (Right to Buy)
Exercise: $34.27Exp: 2025-01-02→ Common Stock (3,950 underlying) - 965
Stock Option (Right to Buy)
Exercise: $17.03Exp: 2020-01-04→ Common Stock (965 underlying) - 1,520
Stock Option (Right to Buy)
Exercise: $55.93Exp: 2022-01-03→ Common Stock (1,520 underlying) - 1,310
Stock Option (Right to Buy)
Exercise: $68.21Exp: 2023-01-02→ Common Stock (1,310 underlying) - 1,200
Stock Option (Right to Buy)
Exercise: $93.34Exp: 2024-01-02→ Common Stock (1,200 underlying)
Footnotes (12)
- [F1]Represents performance units granted on January 3, 2012, under the Chart Industries, Inc. 2009 Omnibus Equity Plan, that have vested and are paid out in shares of common stock.
- [F10]These options were granted on January 2, 2014 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F11]These LRSUs were granted on January 2, 2014 pursuant to a Leveraged Restricted Share Unit Agreement under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued following the vesting of the LRSUs on the third anniversary of the date of grant. The minimum number of shares of Company common stock that will be issued at payment is 50% of the grant amount of LRSUs, and the maximum number of shares of Company common stock that will be issued at payment is 150% of the grant amount of LRSUs.
- [F12]These options were granted on January 2, 2015 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F2]1,160 shares of the total amount beneficially owned were granted on January 2, 2015, pursuant to a Restricted Share Unit Agreement under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3 and remain subject to restriction.
- [F3]The reporting person surrendered 353 shares upon the vesting of performance units, to satisfy tax withholding liabilities, in an exempt transaction under Rule 16b-3.
- [F4]No transaction is being reported on this line. Reported on a previously filed Form 4 or Form 5.
- [F5]These options were granted on January 4, 2010 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F6]These options were granted on January 3, 2011 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F7]These options were granted on January 3, 2012 pursuant to the Chart Industries, Inc. 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F8]These options were granted on January 2, 2013 pursuant to the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. The options vest with respect to one-fourth (1/4) of the total number of shares of common stock underlying the stock options on each of the first four anniversaries of the date of grant.
- [F9]These LRSUs were granted on January 2, 2013 pursuant to a Leveraged Restricted Share Unit Agreement under the Chart Industries, Inc. Amended and Restated 2009 Omnibus Equity Plan in an exempt transaction under Rule 16b-3. Shares of Company common stock will be issued following the vesting of the LRSUs on the third anniversary of the date of grant. The minimum number of shares of Company common stock that will be issued at payment is 50% of the grant amount of LRSUs, and the maximum number of shares of Company common stock that will be issued at payment is 150% of the grant amount of LRSUs.
Documents
Issuer
CHART INDUSTRIES INC
CIK 0000892553
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000892553
Filing Metadata
- Form type
- 4
- Filed
- Feb 17, 7:00 PM ET
- Accepted
- Feb 18, 6:05 PM ET
- Size
- 21.2 KB