Home/Filings/4/0001209191-15-015867
4//SEC Filing

NANOPHASE TECHNOLOGIES CORPORATION 4

Accession 0001209191-15-015867

$SLSNCIK 0000883107operating

Filed

Feb 18, 7:00 PM ET

Accepted

Feb 19, 12:37 PM ET

Size

17.2 KB

Accession

0001209191-15-015867

Insider Transaction Report

Form 4
Period: 2015-02-18
Baldwin Nancy
VP Human Resources & IT
Transactions
  • Award

    Common Stock

    2015-02-18$0.44/sh+36,000$15,84036,000 total
    Exercise: $0.44From: 2016-02-18Exp: 2025-02-18Common (36,000 underlying)
Holdings
  • Common Stock

    987
  • Common Stock (right to buy)

    Exercise: $6.01From: 2007-09-27Exp: 2016-09-27Common Stock (7,500 underlying)
    7,500
  • Common Stock (right to buy)

    Exercise: $4.48From: 2008-11-06Exp: 2017-11-06Common Stock (9,000 underlying)
    9,000
  • Common Stock (right to buy)

    Exercise: $3.14From: 2009-05-12Exp: 2018-05-12Common Stock (15,000 underlying)
    15,000
  • Common Stock (right to buy)

    Exercise: $1.02From: 2010-05-04Exp: 2019-05-04Common Stock (30,000 underlying)
    30,000
  • Common Stock (right to buy)

    Exercise: $1.70From: 2011-05-03Exp: 2020-05-03Common Stock (27,000 underlying)
    27,000
  • Common Stock (right to buy)

    Exercise: $1.26From: 2012-05-02Exp: 2021-05-02Common Stock (31,000 underlying)
    31,000
  • Common Stock (right to buy)

    Exercise: $0.30From: 2013-08-07Exp: 2022-08-07Common Stock (41,000 underlying)
    41,000
  • Common Stock (right to buy)

    Exercise: $0.41From: 2014-02-14Exp: 2023-02-14Common Stock (39,000 underlying)
    39,000
  • Common Stock (right to buy)

    Exercise: $0.52From: 2015-02-13Exp: 2024-02-13Common Stock (40,000 underlying)
    40,000
Footnotes (1)
  • [F1]Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.

Issuer

NANOPHASE TECHNOLOGIES CORPORATION

CIK 0000883107

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000883107

Filing Metadata

Form type
4
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 12:37 PM ET
Size
17.2 KB