4//SEC Filing
NASDAQ OMX GROUP, INC. 4
Accession 0001209191-15-015998
$NDAQCIK 0001120193operating
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 4:19 PM ET
Size
10.7 KB
Accession
0001209191-15-015998
Insider Transaction Report
Form 4
Ewing Anna M
Executive Vice President
Transactions
- Award
Common Stock, par value $0.01 per share
2015-02-17+81,656→ 126,168 total - Tax Payment
Common Stock, par value $0.01 per share
2015-02-17$49.92/sh−41,599$2,076,622→ 84,569 total - Sale
Common Stock, par value $0.01 per share
2015-02-18$49.74/sh−20,028$996,193→ 64,541 total
Holdings
- 22,564
Employee Stock Option (Right to Buy)
Exercise: $45.38Exp: 2017-12-12→ Common Stock (22,564 underlying)
Footnotes (6)
- [F1]Represents the settlement of performance share units (PSUs) that were granted under Nasdaq's Equity Incentive Plan on May 7, 2012. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2012 through December 31, 2014. On February 17, 2015, Nasdaq's Board of Directors approved the settlement of the PSU grant. The shares underlying the PSUs vested on December 31, 2014.
- [F2]Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.
- [F3]The sale reported was effected pursuant to a Rule 10b5-1 trading plan.
- [F4]The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.66 to $49.81, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
- [F5]Represents (i) 3,061 vested shares of restricted stock, (ii) 53,614 vested shares underlying performance share units, and (iii) 7,866 shares purchased under the Employee Stock Purchase Plan.
- [F6]Options exercisable.
Documents
Issuer
NASDAQ OMX GROUP, INC.
CIK 0001120193
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120193
Filing Metadata
- Form type
- 4
- Filed
- Feb 18, 7:00 PM ET
- Accepted
- Feb 19, 4:19 PM ET
- Size
- 10.7 KB