ADVANCED ENERGY INDUSTRIES INC 4
4 · ADVANCED ENERGY INDUSTRIES INC · Filed Feb 19, 2015
Insider Transaction Report
Form 4
Herron Danny C
Executive VP & CFO
Transactions
- Exercise/Conversion
Common Stock
2015-02-18$14.52/sh+6,563$95,295→ 9,942 total - Sale
Common Stock
2015-02-18$26.31/sh−589$15,495→ 2,790 total - Tax Payment
Common Stock
2015-02-17−349→ 3,379 total - Sale
CommonStock
2015-02-18$26.30/sh−6,563$172,632→ 3,379 total - Exercise/Conversion
Stock Options (right to buy)
2015-02-18$26.30/sh−6,563$172,632→ 0 totalExercise: $14.57From: 2012-02-18Exp: 2021-02-15→ Common Stock (6,563 underlying)
Footnotes (5)
- [F1]Payment of tax liability by withholding securities incident to vesting of Restricted Stock.
- [F2]Sales reported in this Form 4 were effective pursuant to a Rule 10b5-1 plan.
- [F3]The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $25.98 to $26.62, inclusive. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $26.12 to $26.605, inclusive. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F5]Represents 2,345 shares as Restricted Stock units (RSUs) and 445 shares of Employee Stock Purchase Plan shares.