4//SEC Filing
ADVANCED ENERGY INDUSTRIES INC 4
Accession 0001209191-15-016179
$AEISCIK 0000927003operating
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 5:29 PM ET
Size
12.9 KB
Accession
0001209191-15-016179
Insider Transaction Report
Form 4
Herron Danny C
Executive VP & CFO
Transactions
- Exercise/Conversion
Common Stock
2015-02-18$14.52/sh+6,563$95,295→ 9,942 total - Sale
Common Stock
2015-02-18$26.31/sh−589$15,495→ 2,790 total - Tax Payment
Common Stock
2015-02-17−349→ 3,379 total - Sale
CommonStock
2015-02-18$26.30/sh−6,563$172,632→ 3,379 total - Exercise/Conversion
Stock Options (right to buy)
2015-02-18$26.30/sh−6,563$172,632→ 0 totalExercise: $14.57From: 2012-02-18Exp: 2021-02-15→ Common Stock (6,563 underlying)
Footnotes (5)
- [F1]Payment of tax liability by withholding securities incident to vesting of Restricted Stock.
- [F2]Sales reported in this Form 4 were effective pursuant to a Rule 10b5-1 plan.
- [F3]The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $25.98 to $26.62, inclusive. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $26.12 to $26.605, inclusive. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F5]Represents 2,345 shares as Restricted Stock units (RSUs) and 445 shares of Employee Stock Purchase Plan shares.
Documents
Issuer
ADVANCED ENERGY INDUSTRIES INC
CIK 0000927003
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000927003
Filing Metadata
- Form type
- 4
- Filed
- Feb 18, 7:00 PM ET
- Accepted
- Feb 19, 5:29 PM ET
- Size
- 12.9 KB