4//SEC Filing
FARMER BROTHERS CO 4
Accession 0001209191-15-016236
$FARMCIK 0000034563operating
Filed
Feb 18, 7:00 PM ET
Accepted
Feb 19, 6:18 PM ET
Size
9.5 KB
Accession
0001209191-15-016236
Insider Transaction Report
Form 4
MORTENSEN THOMAS W
SR. VICE PRES.OF ROUTE SALES
Transactions
- Exercise/Conversion
Common Stock, $1.00 Par Value
2015-02-19$22.70/sh+3,000$68,100→ 25,649 total - Sale
Common Stock, $1.00 Par Value
2015-02-19$23.92/sh−3,000$71,768→ 22,649 total - Exercise/Conversion
Stock Option (right to buy)
2015-02-19−3,000→ 41,522 totalExercise: $22.70Exp: 2015-02-20→ Common Stock (3,000 underlying)
Footnotes (2)
- [F1]Exercise of non-qualified stock option granted on 2/20/2008 under the Farmer Bros. Co. 2007 Omnibus Plan prior to its amendment and restatement in the form of the Farmer Bros. Co. Amended and Restated 2007 Long-Term Incentive Plan. The options vested pursuant to a three year vesting schedule whereby one-third of the total number of shares issuable under the option became exercisable each year on 2/20/2009, 2/20/2010 and 2/20/2011.
- [F2]Open market sale of shares from 2/19/2015 stock option exercise, with a portion of the proceeds delivered to the issuer for payment of the exercise price of the options. This transaction was executed in multiple trades at prices ranging from $23.85 to $24.00; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. The reporting person continues to meet the Company's stock ownership guidelines.
Documents
Issuer
FARMER BROTHERS CO
CIK 0000034563
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000034563
Filing Metadata
- Form type
- 4
- Filed
- Feb 18, 7:00 PM ET
- Accepted
- Feb 19, 6:18 PM ET
- Size
- 9.5 KB