5//SEC Filing
Enerpulse Technologies, Inc. 5
Accession 0001209191-15-016909
CIK 0001495899operating
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 6:36 PM ET
Size
37.8 KB
Accession
0001209191-15-016909
Insider Transaction Report
Form 5
HAMMONS MICHAEL J
Director
Transactions
- Other
Common Stock
2013-11-18−2,378,529→ 0 total(indirect: By SAIL Venture Partners II, LP) - Other
Common Stock
2013-11-18+2,378,529→ 0 total(indirect: By SVP II Xtreme Power Joint Venture, LP) - Other
Series B Warrant (Right to Buy)
2013-11-18−515,944→ 0 total(indirect: By SAIL Venture Partners II, LP)Exercise: $2.01From: 2013-09-04→ Common Stock (515,944 underlying) - Other
Series C Warrant (Right to Buy)
2013-11-18−82,054→ 0 total(indirect: By SAIL Venture Partners II, LP)Exercise: $2.74From: 2013-09-04→ Common Stock (82,054 underlying) - Other
Series D Warrant (Right to Buy)
2013-11-18−123,911→ 0 total(indirect: By SAIL Venture Partners II, LP)Exercise: $2.66From: 2013-09-04Exp: 2017-12-31→ Common Stock (123,911 underlying) - Other
Series B Warrant (Right to Buy)
2013-11-18+515,944→ 0 total(indirect: By SVP II Xtreme Power Joint Venture, LP)Exercise: $2.01From: 2013-09-04→ Common Stock (515,944 underlying) - Other
Series C Warrant (Right to Buy)
2013-11-18+82,054→ 0 total(indirect: By SVP II Xtreme Power Joint Venture, LP)Exercise: $2.74From: 2013-09-04→ Common Stock (82,054 underlying) - Other
Series D Warrant (Right to Buy)
2013-11-18+123,911→ 0 total(indirect: By SVP II Xtreme Power Joint Venture, LP)Exercise: $2.66From: 2013-09-04Exp: 2017-12-31→ Common Stock (123,911 underlying)
Holdings
- 0(indirect: By SAIL Venture Partners, LP)
Common Stock
- 0(indirect: By SAIL 2010 Co-Investment Partners, LP)
Common Stock
- 0(indirect: By SAIL Pre-Exit Acceleration Fund, LP)
Common Stock
- 0(indirect: By SAIL Pre-Exit Acceleration Fund II, LP)
Common Stock
- 0(indirect: By SAIL Sustainable Louisiana II, LP)
Common Stock
- 0(indirect: By SAIL 2010 Co-Investment Partners, LP)
Series C Warrant (Right to Buy)
Exercise: $2.74From: 2013-09-04→ Common Stock (0 underlying) - 0(indirect: By SAIL Co-Investment Partners Cayman, LP)
Series C Warrant (Right to Buy)
Exercise: $2.74From: 2013-09-04→ Common Stock (0 underlying) - 0(indirect: By SAIL Pre-Exit Acceleration Fund II, LP)
Series D Warant (Right to Buy)
Exercise: $2.66From: 2013-09-04Exp: 2017-12-31→ Common Stock (0 underlying) - 0(indirect: By SAIL Pre-Exit Acceleration Fund, LP)
Series D Warant (Right to Buy)
Exercise: $2.66From: 2013-09-04Exp: 2017-12-31→ Common Stock (0 underlying) - 0(indirect: By SAIL Sustainable Louisiana II, LP)
Series D Warant (Right to Buy)
Exercise: $2.66From: 2013-09-04Exp: 2017-12-31→ Common Stock (0 underlying)
Footnotes (11)
- [F1]The securities were transferred by SAIL Venture Partners II, LP to SVP II Xtreme Power Joint Venture, LP, an affiliate of SAIL Venture Partners II, LP, in exchange for Class A Membership interests in SVP II Xtreme Power Joint Venture, LP.
- [F10]The warrant does not have an expiration date.
- [F11]At the time of the transaction the Reporting Person was a partner at SAIL Capital Partners, an investment firm which holds securities of the Issuer through SAIL Co-Investment Partners Cayman, LP which it manages. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F2]At the time of the transaction the Reporting Person was a partner at SAIL Capital Partners, an investment firm which holds securities of the Issuer through SAIL Venture Partners II, LP which it manages. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F3]The reporting person ceased to be a partner at SAIL Capital Partners in February 2014 and no longer holds an indirect ownership in these securities.
- [F4]At the time of the transaction the Reporting Person was a partner at SAIL Capital Partners, an investment firm which holds securities of the Issuer through SVP II Xtreme Power Joint Venture, LP which it manages. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F5]At the time of the transaction the Reporting Person was a partner at SAIL Capital Partners, an investment firm which holds securities of the Issuer through SAIL Venture Partners, LP which it manages. At the time of the transaction the Reporting Person disclaimed beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F6]At the time of the transaction the Reporting Person was a partner at SAIL Capital Partners, an investment firm which holds securities of the Issuer through SAIL 2010 Co-Investment Partners, LP which it manages. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F7]At the time of the transaction the Reporting Person was a partner at SAIL Capital Partners, an investment firm which holds securities of the Issuer through SAIL Pre-Exit Acceleration Fund, LP which it manages. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F8]At the time of the transaction the Reporting Person was a partner at SAIL Capital Partners, an investment firm which holds securities of the Issuer through SAIL Pre-Exit Acceleration Fund II, LP which it manages. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F9]At the time of the transaction the Reporting Person was a partner at SAIL Capital Partners, an investment firm which holds securities of the Issuer through SAIL Sustainable Louisiana II, LP which it manages. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Documents
Issuer
Enerpulse Technologies, Inc.
CIK 0001495899
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0001495899
Filing Metadata
- Form type
- 5
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 6:36 PM ET
- Size
- 37.8 KB