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4//SEC Filing

GSO Special Situations Fund LP 4

Accession 0001209191-15-016949

CIK 0000031235other
View on SEC.govCompany Profile

Filed

Feb 19, 7:00 PM ET

Accepted

Feb 20, 7:23 PM ET

Size

53.6 KB

Accession

0001209191-15-016949

Insider Transaction Report

Form 4
Period: 2015-01-29
EASTMAN KODAK COKODK
GSO CAPITAL PARTNERS LP
10% Owner
Transactions
  • Other

    Common Stock

    2015-01-29+11,822→ 3,145,099 total(indirect: See Footnotes)
  • Other

    Common Stock

    2015-01-29+11,008→ 2,958,768 total(indirect: See Footnotes)
  • Other

    Common Stock

    2015-01-29+3,639→ 986,236 total(indirect: See Footnotes)
  • Other

    125% Warrants

    2015-01-29+1,269→ 12,841 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,269 underlying)
  • Other

    125% Warrants

    2015-01-29+3,843→ 38,851 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (3,843 underlying)
  • Other

    125% Warrants

    2015-01-29+1,593→ 16,113 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,593 underlying)
  • Other

    135% Warrants

    2015-01-29+4,126→ 41,721 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,126 underlying)
  • Other

    135% Warrants

    2015-01-29+1,269→ 12,841 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,269 underlying)
  • Other

    Common Stock

    2015-01-29+4,566→ 1,226,470 total(indirect: See Footnotes)
  • Other

    125% Warrants

    2015-01-29+4,126→ 41,721 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,126 underlying)
  • Other

    135% Warrants

    2015-01-29+3,843→ 38,851 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (3,843 underlying)
  • Other

    135% Warrants

    2015-01-29+1,593→ 16,113 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,593 underlying)
Holdings

  • Common Stock

    (indirect: See Footnotes)
    48,006

  • Common Stock

    (indirect: See Footnotes)
    1,846

  • Common Stock

    (indirect: See Footnotes)
    13,853
GSO Special Situations Fund LP
10% Owner
Transactions
  • Other

    125% Warrants

    2015-01-29+4,126→ 41,721 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,126 underlying)
  • Other

    125% Warrants

    2015-01-29+3,843→ 38,851 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (3,843 underlying)
  • Other

    125% Warrants

    2015-01-29+1,269→ 12,841 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,269 underlying)
  • Other

    125% Warrants

    2015-01-29+1,593→ 16,113 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,593 underlying)
  • Other

    135% Warrants

    2015-01-29+4,126→ 41,721 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,126 underlying)
  • Other

    135% Warrants

    2015-01-29+3,843→ 38,851 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (3,843 underlying)
  • Other

    135% Warrants

    2015-01-29+1,269→ 12,841 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,269 underlying)
  • Other

    135% Warrants

    2015-01-29+1,593→ 16,113 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,593 underlying)
  • Other

    Common Stock

    2015-01-29+4,566→ 1,226,470 total(indirect: See Footnotes)
  • Other

    Common Stock

    2015-01-29+11,822→ 3,145,099 total(indirect: See Footnotes)
  • Other

    Common Stock

    2015-01-29+11,008→ 2,958,768 total(indirect: See Footnotes)
  • Other

    Common Stock

    2015-01-29+3,639→ 986,236 total(indirect: See Footnotes)
Holdings

  • Common Stock

    (indirect: See Footnotes)
    13,853

  • Common Stock

    (indirect: See Footnotes)
    1,846

  • Common Stock

    (indirect: See Footnotes)
    48,006
GSO Special Situations Overseas Master Fund Ltd.
10% Owner
Transactions
  • Other

    Common Stock

    2015-01-29+11,822→ 3,145,099 total(indirect: See Footnotes)
  • Other

    Common Stock

    2015-01-29+11,008→ 2,958,768 total(indirect: See Footnotes)
  • Other

    Common Stock

    2015-01-29+3,639→ 986,236 total(indirect: See Footnotes)
  • Other

    Common Stock

    2015-01-29+4,566→ 1,226,470 total(indirect: See Footnotes)
  • Other

    125% Warrants

    2015-01-29+4,126→ 41,721 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,126 underlying)
  • Other

    125% Warrants

    2015-01-29+3,843→ 38,851 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (3,843 underlying)
  • Other

    125% Warrants

    2015-01-29+1,269→ 12,841 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,269 underlying)
  • Other

    125% Warrants

    2015-01-29+1,593→ 16,113 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,593 underlying)
  • Other

    135% Warrants

    2015-01-29+1,269→ 12,841 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,269 underlying)
  • Other

    135% Warrants

    2015-01-29+1,593→ 16,113 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,593 underlying)
  • Other

    135% Warrants

    2015-01-29+4,126→ 41,721 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,126 underlying)
  • Other

    135% Warrants

    2015-01-29+3,843→ 38,851 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (3,843 underlying)
Holdings

  • Common Stock

    (indirect: See Footnotes)
    48,006

  • Common Stock

    (indirect: See Footnotes)
    13,853

  • Common Stock

    (indirect: See Footnotes)
    1,846
GSO Palmetto Opportunistic Investment Partners LP
10% Owner
Transactions
  • Other

    Common Stock

    2015-01-29+11,822→ 3,145,099 total(indirect: See Footnotes)
  • Other

    Common Stock

    2015-01-29+11,008→ 2,958,768 total(indirect: See Footnotes)
  • Other

    Common Stock

    2015-01-29+3,639→ 986,236 total(indirect: See Footnotes)
  • Other

    Common Stock

    2015-01-29+4,566→ 1,226,470 total(indirect: See Footnotes)
  • Other

    125% Warrants

    2015-01-29+4,126→ 41,721 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,126 underlying)
  • Other

    125% Warrants

    2015-01-29+3,843→ 38,851 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (3,843 underlying)
  • Other

    125% Warrants

    2015-01-29+1,269→ 12,841 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,269 underlying)
  • Other

    125% Warrants

    2015-01-29+1,593→ 16,113 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,593 underlying)
  • Other

    135% Warrants

    2015-01-29+4,126→ 41,721 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,126 underlying)
  • Other

    135% Warrants

    2015-01-29+3,843→ 38,851 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (3,843 underlying)
  • Other

    135% Warrants

    2015-01-29+1,269→ 12,841 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,269 underlying)
  • Other

    135% Warrants

    2015-01-29+1,593→ 16,113 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,593 underlying)
Holdings

  • Common Stock

    (indirect: See Footnotes)
    48,006

  • Common Stock

    (indirect: See Footnotes)
    13,853

  • Common Stock

    (indirect: See Footnotes)
    1,846
GSO Palmetto Opportunistic Associates LLC
10% Owner
Transactions
  • Other

    135% Warrants

    2015-01-29+1,593→ 16,113 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,593 underlying)
  • Other

    Common Stock

    2015-01-29+11,822→ 3,145,099 total(indirect: See Footnotes)
  • Other

    Common Stock

    2015-01-29+11,008→ 2,958,768 total(indirect: See Footnotes)
  • Other

    Common Stock

    2015-01-29+3,639→ 986,236 total(indirect: See Footnotes)
  • Other

    Common Stock

    2015-01-29+4,566→ 1,226,470 total(indirect: See Footnotes)
  • Other

    125% Warrants

    2015-01-29+4,126→ 41,721 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,126 underlying)
  • Other

    125% Warrants

    2015-01-29+3,843→ 38,851 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (3,843 underlying)
  • Other

    125% Warrants

    2015-01-29+1,269→ 12,841 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,269 underlying)
  • Other

    125% Warrants

    2015-01-29+1,593→ 16,113 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,593 underlying)
  • Other

    135% Warrants

    2015-01-29+4,126→ 41,721 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,126 underlying)
  • Other

    135% Warrants

    2015-01-29+3,843→ 38,851 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (3,843 underlying)
  • Other

    135% Warrants

    2015-01-29+1,269→ 12,841 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,269 underlying)
Holdings

  • Common Stock

    (indirect: See Footnotes)
    48,006

  • Common Stock

    (indirect: See Footnotes)
    13,853

  • Common Stock

    (indirect: See Footnotes)
    1,846
GSO Credit-A Partners LP
10% Owner
Transactions
  • Other

    Common Stock

    2015-01-29+11,822→ 3,145,099 total(indirect: See Footnotes)
  • Other

    Common Stock

    2015-01-29+3,639→ 986,236 total(indirect: See Footnotes)
  • Other

    135% Warrants

    2015-01-29+3,843→ 38,851 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (3,843 underlying)
  • Other

    135% Warrants

    2015-01-29+1,593→ 16,113 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,593 underlying)
  • Other

    Common Stock

    2015-01-29+11,008→ 2,958,768 total(indirect: See Footnotes)
  • Other

    Common Stock

    2015-01-29+4,566→ 1,226,470 total(indirect: See Footnotes)
  • Other

    125% Warrants

    2015-01-29+4,126→ 41,721 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,126 underlying)
  • Other

    125% Warrants

    2015-01-29+3,843→ 38,851 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (3,843 underlying)
  • Other

    125% Warrants

    2015-01-29+1,269→ 12,841 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,269 underlying)
  • Other

    125% Warrants

    2015-01-29+1,593→ 16,113 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,593 underlying)
  • Other

    135% Warrants

    2015-01-29+4,126→ 41,721 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,126 underlying)
  • Other

    135% Warrants

    2015-01-29+1,269→ 12,841 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,269 underlying)
Holdings

  • Common Stock

    (indirect: See Footnotes)
    13,853

  • Common Stock

    (indirect: See Footnotes)
    1,846

  • Common Stock

    (indirect: See Footnotes)
    48,006
GSO Credit-A Associates LLC
10% Owner
Transactions
  • Other

    125% Warrants

    2015-01-29+3,843→ 38,851 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (3,843 underlying)
  • Other

    125% Warrants

    2015-01-29+1,269→ 12,841 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,269 underlying)
  • Other

    135% Warrants

    2015-01-29+4,126→ 41,721 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,126 underlying)
  • Other

    135% Warrants

    2015-01-29+1,269→ 12,841 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,269 underlying)
  • Other

    135% Warrants

    2015-01-29+1,593→ 16,113 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,593 underlying)
  • Other

    Common Stock

    2015-01-29+11,822→ 3,145,099 total(indirect: See Footnotes)
  • Other

    Common Stock

    2015-01-29+11,008→ 2,958,768 total(indirect: See Footnotes)
  • Other

    Common Stock

    2015-01-29+3,639→ 986,236 total(indirect: See Footnotes)
  • Other

    Common Stock

    2015-01-29+4,566→ 1,226,470 total(indirect: See Footnotes)
  • Other

    125% Warrants

    2015-01-29+4,126→ 41,721 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,126 underlying)
  • Other

    125% Warrants

    2015-01-29+1,593→ 16,113 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,593 underlying)
  • Other

    135% Warrants

    2015-01-29+3,843→ 38,851 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (3,843 underlying)
Holdings

  • Common Stock

    (indirect: See Footnotes)
    48,006

  • Common Stock

    (indirect: See Footnotes)
    13,853

  • Common Stock

    (indirect: See Footnotes)
    1,846
Goodman Bennett J
10% Owner
Transactions
  • Other

    Common Stock

    2015-01-29+11,822→ 3,145,099 total(indirect: See Footnotes)
  • Other

    Common Stock

    2015-01-29+11,008→ 2,958,768 total(indirect: See Footnotes)
  • Other

    Common Stock

    2015-01-29+3,639→ 986,236 total(indirect: See Footnotes)
  • Other

    Common Stock

    2015-01-29+4,566→ 1,226,470 total(indirect: See Footnotes)
  • Other

    125% Warrants

    2015-01-29+3,843→ 38,851 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (3,843 underlying)
  • Other

    125% Warrants

    2015-01-29+1,593→ 16,113 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,593 underlying)
  • Other

    135% Warrants

    2015-01-29+3,843→ 38,851 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (3,843 underlying)
  • Other

    125% Warrants

    2015-01-29+4,126→ 41,721 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,126 underlying)
  • Other

    125% Warrants

    2015-01-29+1,269→ 12,841 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,269 underlying)
  • Other

    135% Warrants

    2015-01-29+4,126→ 41,721 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,126 underlying)
  • Other

    135% Warrants

    2015-01-29+1,269→ 12,841 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,269 underlying)
  • Other

    135% Warrants

    2015-01-29+1,593→ 16,113 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,593 underlying)
Holdings

  • Common Stock

    (indirect: See Footnotes)
    13,853

  • Common Stock

    (indirect: See Footnotes)
    48,006

  • Common Stock

    (indirect: See Footnotes)
    1,846
Smith J Albert III
10% Owner
Transactions
  • Other

    Common Stock

    2015-01-29+11,822→ 3,145,099 total(indirect: See Footnotes)
  • Other

    Common Stock

    2015-01-29+11,008→ 2,958,768 total(indirect: See Footnotes)
  • Other

    Common Stock

    2015-01-29+3,639→ 986,236 total(indirect: See Footnotes)
  • Other

    Common Stock

    2015-01-29+4,566→ 1,226,470 total(indirect: See Footnotes)
  • Other

    125% Warrants

    2015-01-29+4,126→ 41,721 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,126 underlying)
  • Other

    125% Warrants

    2015-01-29+3,843→ 38,851 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (3,843 underlying)
  • Other

    125% Warrants

    2015-01-29+1,269→ 12,841 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,269 underlying)
  • Other

    125% Warrants

    2015-01-29+1,593→ 16,113 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,593 underlying)
  • Other

    135% Warrants

    2015-01-29+4,126→ 41,721 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,126 underlying)
  • Other

    135% Warrants

    2015-01-29+3,843→ 38,851 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (3,843 underlying)
  • Other

    135% Warrants

    2015-01-29+1,269→ 12,841 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,269 underlying)
  • Other

    135% Warrants

    2015-01-29+1,593→ 16,113 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,593 underlying)
Holdings

  • Common Stock

    (indirect: See Footnotes)
    48,006

  • Common Stock

    (indirect: See Footnotes)
    13,853

  • Common Stock

    (indirect: See Footnotes)
    1,846
Ostrover Douglas I
10% Owner
Transactions
  • Other

    Common Stock

    2015-01-29+11,822→ 3,145,099 total(indirect: See Footnotes)
  • Other

    Common Stock

    2015-01-29+11,008→ 2,958,768 total(indirect: See Footnotes)
  • Other

    Common Stock

    2015-01-29+3,639→ 986,236 total(indirect: See Footnotes)
  • Other

    Common Stock

    2015-01-29+4,566→ 1,226,470 total(indirect: See Footnotes)
  • Other

    125% Warrants

    2015-01-29+4,126→ 41,721 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,126 underlying)
  • Other

    125% Warrants

    2015-01-29+3,843→ 38,851 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (3,843 underlying)
  • Other

    125% Warrants

    2015-01-29+1,269→ 12,841 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,269 underlying)
  • Other

    125% Warrants

    2015-01-29+1,593→ 16,113 total(indirect: See Footnotes)
    Exercise: $14.93From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,593 underlying)
  • Other

    135% Warrants

    2015-01-29+4,126→ 41,721 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (4,126 underlying)
  • Other

    135% Warrants

    2015-01-29+3,843→ 38,851 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (3,843 underlying)
  • Other

    135% Warrants

    2015-01-29+1,269→ 12,841 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,269 underlying)
  • Other

    135% Warrants

    2015-01-29+1,593→ 16,113 total(indirect: See Footnotes)
    Exercise: $16.12From: 2013-09-03Exp: 2018-09-03→ Common Stock (1,593 underlying)
Holdings

  • Common Stock

    (indirect: See Footnotes)
    48,006

  • Common Stock

    (indirect: See Footnotes)
    13,853

  • Common Stock

    (indirect: See Footnotes)
    1,846
Footnotes (14)
  • [F1]Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to Eastman Kodak Co. were issued Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims. GSO Special Situations Fund LP held a total of $45,710,491 in Allowed Unsecured Claims, GSO Special Situations Overseas Master Fund Ltd. held a total of $42,564,465 in Allowed Unsecured Claims, GSO Palmetto Opportunistic Investment Partners LP held a total of $14,070,050 in Allowed Unsecured Claims and GSO Credit-A Partners LP held a total of $17,654,994 in Allowed Unsecured Claims. The shares of Common Stock and Warrants that are the subject of this Form 4 represent a distribution in respect of such Allowed Unsecured Claims.
  • [F10]FB Income Advisor, LLC and FSIC II Advisor, LLC are the investment managers of FS Investment Corporation and FS Investment Corporation II, respectively. FS Investment Corporation is the sole member of Locust Street Funding LLC. In addition, each of Michael C. Forman, David J. Adelman, Gerald F. Stahlecker and Zachary Klehr may be deemed to have shared investment control with respect to the shares of Common Stock held by the FS Funds.
  • [F11]Blackstone Holdings I L.P. is the sole member of each of GSO Advisor Holdings L.L.C. and GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds.
  • [F12]Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.
  • [F13]Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
  • [F14]Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  • [F2]GSO Special Situations Fund LP directly holds these securities.
  • [F3]GSO Special Situations Overseas Master Fund Ltd. directly holds these securities. GSO Special Situations Overseas Master Fund Ltd. is a wholly-owned subsidiary of GSO Special Situations Overseas Fund Ltd.
  • [F4]GSO Palmetto Opportunistic Investment Partners LP directly holds these securities. GSO Palmetto Opportunistic Associates LLC is the general partner of GSO Palmetto Opportunistic Investment Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Palmetto Opportunistic Associates LLC.
  • [F5]GSO Credit-A Partners LP directly holds these securities (together with GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd. and GSO Palmetto Opportunistic Investment Partners LP, the "GSO Funds"). GSO Credit-A Associates LLC is the general partner of GSO Credit-A Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Credit-A Associates LLC.
  • [F6]GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP.
  • [F7]FS Investment Corporation directly holds these shares of Common Stock.
  • [F8]Locust Street Funding LLC directly holds these shares of Common Stock.
  • [F9]FS Investment Corporation II directly holds these shares of Common Stock (together with FS Investment Corporation and Locust Street Funding LLC, the "FS Funds").

Documents

1 file

Issuer

EASTMAN KODAK CO

CIK 0000031235

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001338240

Filing Metadata

Form type
4
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 7:23 PM ET
Size
53.6 KB
View on SEC.gov