4//SEC Filing
NASDAQ OMX GROUP, INC. 4
Accession 0001209191-15-017158
$NDAQCIK 0001120193operating
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 4:10 PM ET
Size
14.7 KB
Accession
0001209191-15-017158
Insider Transaction Report
Form 4
Ewing Anna M
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock, par value $0.01 per share
2015-02-19$45.38/sh+13,500$612,630→ 78,041 total - Sale
Common Stock, par value $0.01 per share
2015-02-19$50.38/sh−13,500$680,130→ 64,541 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2015-02-19−13,500→ 9,064 totalExercise: $45.38Exp: 2017-12-12→ Common Stock (13,500 underlying) - Exercise/Conversion
Common Stock, par value $0.01 per share
2015-02-20$45.38/sh+9,064$411,324→ 73,605 total - Sale
Common Stock, par value $0.01 per share
2015-02-20$50.38/sh−9,064$456,644→ 64,541 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2015-02-20−9,064→ 0 totalExercise: $45.38Exp: 2017-12-12→ Common Stock (9,064 underlying)
Footnotes (4)
- [F1]The sales reported were effected pursuant to a Rule 10b5-1 trading plan.
- [F2]The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.38 to $50.39, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- [F3]Represents (i) 3,061 vested shares of restricted stock, (ii) 53,614 vested shares underlying performance share units, and (iii) 7,866 shares purchased under the Employee Stock Purchase Plan.
- [F4]Options exercisable.
Documents
Issuer
NASDAQ OMX GROUP, INC.
CIK 0001120193
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120193
Filing Metadata
- Form type
- 4
- Filed
- Feb 22, 7:00 PM ET
- Accepted
- Feb 23, 4:10 PM ET
- Size
- 14.7 KB