Home/Filings/4/0001209191-15-018879
4//SEC Filing

NANOPHASE TECHNOLOGIES CORPORATION 4

Accession 0001209191-15-018879

$SLSNCIK 0000883107operating

Filed

Feb 25, 7:00 PM ET

Accepted

Feb 26, 9:55 AM ET

Size

16.9 KB

Accession

0001209191-15-018879

Insider Transaction Report

Form 4
Period: 2015-02-25
CESARIO FRANK
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Common Stock

    2015-02-25$0.41/sh+26,000$10,79083,783 total
  • Exercise/Conversion

    Common Stock

    2015-02-25$0.30/sh+27,333$8,20057,783 total
  • Exercise/Conversion

    Common Stock (right to buy)

    2015-02-25$0.41/sh26,000$10,79013,000 total
    Exercise: $0.41From: 2014-02-14Exp: 2023-02-14Common Stock (26,000 underlying)
  • Exercise/Conversion

    Common Stock (right to buy)

    2015-02-25$0.30/sh27,333$8,20013,667 total
    Exercise: $0.30From: 2013-08-07Exp: 2022-08-07Common Stock (27,333 underlying)
Holdings
  • Common Stock (right to buy)

    Exercise: $1.07From: 2010-06-24Exp: 2019-06-24Common Stock (20,000 underlying)
    20,000
  • Common Stock (right to buy)

    Exercise: $1.70From: 2011-05-03Exp: 2020-05-03Common Stock (20,000 underlying)
    20,000
  • Common Stock (right to buy)

    Exercise: $1.26From: 2012-05-02Exp: 2021-05-02Common Stock (31,000 underlying)
    31,000
  • Common Stock (right to buy)

    Exercise: $0.52From: 2015-02-13Exp: 2024-02-13Common Stock (40,000 underlying)
    40,000
  • Common Stock (right to buy)

    Exercise: $0.44From: 2016-02-18Exp: 2025-02-18Common Stock (36,000 underlying)
    36,000
Footnotes (1)
  • [F1]Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.

Issuer

NANOPHASE TECHNOLOGIES CORPORATION

CIK 0000883107

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000883107

Filing Metadata

Form type
4
Filed
Feb 25, 7:00 PM ET
Accepted
Feb 26, 9:55 AM ET
Size
16.9 KB