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4//SEC Filing

ARCA biopharma, Inc. 4

Accession 0001209191-15-020302

$ORKACIK 0000907654operating

Filed

Mar 1, 7:00 PM ET

Accepted

Mar 2, 4:50 PM ET

Size

7.7 KB

Accession

0001209191-15-020302

Insider Transaction Report

Form 4
Period: 2015-03-02
BRISTOW MICHAEL R
DirectorChief Science and Med. Officer
Transactions
  • Sale

    Common Stock

    2015-03-02$0.71/sh5,446$3,884335,279 total
Holdings
  • Common Stock

    (indirect: By Trust)
    139,082
  • Common Stock

    (indirect: By IRA)
    178,215
Footnotes (3)
  • [F1]Represents shares of common stock sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person for satisfaction of their tax withholding obligation with respect to the vesting of previously reported Restricted Stock Units ("RSUs") granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan (the "Plan").
  • [F2]Includes (i) remaining 83,334 previously reported shares issued as RSUs under the Plan that vest in two equal annual installments on 9/17/15 and 9/17/16, (ii) 42,525 previously reported shares issued as RSUs under the Plan that vest in three equal annual installments beginning on 2/27/16, and (iii) 48,100 previously reported shares issued as RSUs under the Plan that vest in three equal annual installments beginning April 2, 2016, provided that the Reporting Person's continuous service to the Issuer has not been terminated as defined under the Plan; and 161,320 previously reported shares of common stock held directly.
  • [F3]The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $0.71 to $0.73. Upon request of the SEC staff, ARCA biopharma, Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.

Issuer

ARCA biopharma, Inc.

CIK 0000907654

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000907654

Filing Metadata

Form type
4
Filed
Mar 1, 7:00 PM ET
Accepted
Mar 2, 4:50 PM ET
Size
7.7 KB