CU Bancorp 4
4 · CU Bancorp · Filed Mar 6, 2015
Insider Transaction Report
Form 4
CU BancorpCUNB
Wolman Anita
EVP and General Counsel
Transactions
- Exercise/Conversion
Common Stock
2015-03-05$10.00/sh+20,000$200,000→ 67,298 total - Sale
Common Stock
2015-03-05$20.60/sh−13,124$270,354→ 54,174 total - Exercise/Conversion
Options to Purchase Common Stock
2015-03-05$10.00/sh−20,000$200,000→ 0 totalExercise: $10.00Exp: 2015-05-16→ Common Stock (20,000 underlying)
Holdings
- 5,200(indirect: By Spouse)
Common Stock
- 5,000
Options to Purchase Common Stock
Exercise: $22.00Exp: 2016-04-25→ Common Stock (5,000 underlying)
Footnotes (3)
- [F1]The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 5, 2015
- [F2]Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
- [F3]As of filing date, the stock option grant is 100% vested and immediately exercisable.