4//SEC Filing
NEWCASTLE INVESTMENT CORP 4
Accession 0001209191-15-024222
$DSHKCIK 0001175483operating
Filed
Mar 8, 8:00 PM ET
Accepted
Mar 9, 6:44 PM ET
Size
15.7 KB
Accession
0001209191-15-024222
Insider Transaction Report
Form 4
NARDONE RANDAL A
Secretary
Transactions
- Sale
Series B Cumulative Redeemable Preferred Stock
2015-03-05$26.25/sh−10,000$262,500→ 62,000 total(indirect: By LLC) - Sale
Series C Cumulative Redeemable Preferred Stock
2015-03-06$25.09/sh−10,000$250,915→ 27,000 total(indirect: By LLC) - Sale
Series C Cumulative Redeemable Preferred Stock
2015-03-09$25.07/sh−24,308$609,377→ 2,692 total(indirect: By LLC) - Sale
Series B Cumulative Redeemable Preferred Stock
2015-03-09$25.98/sh−26,215$681,110→ 28,545 total(indirect: By LLC) - Purchase
Series B Cumulative Redeemable Preferred Stock
2007-08-16$19.50/sh+72,000$1,404,000→ 72,000 total(indirect: By LLC) - Sale
Series B Cumulative Redeemable Preferred Stock
2015-03-06$26.19/sh−7,240$189,581→ 54,760 total(indirect: By LLC) - Purchase
Series C Cumulative Redeemable Preferred Stock
2007-08-16$16.59/sh+37,000$613,645→ 37,000 total(indirect: By LLC)
Footnotes (1)
- [F1]These shares were sold by Drawbridge DSO Securities LLC. Mr. Nardone does not personally own these shares or have any voting or investment power over these shares. However, Mr. Nardone may be deemed to be the beneficial owner of these shares of preferred stock by virtue of his relationship to Drawbridge DSO Securities LLC. Mr. Nardone disclaims beneficial ownership of any securities of the issuer held by these entities except to the extent of his pecuniary interest therein.
Documents
Issuer
NEWCASTLE INVESTMENT CORP
CIK 0001175483
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001175483
Filing Metadata
- Form type
- 4
- Filed
- Mar 8, 8:00 PM ET
- Accepted
- Mar 9, 6:44 PM ET
- Size
- 15.7 KB