MaxPoint Interactive, Inc. 4
4 · MaxPoint Interactive, Inc. · Filed Mar 11, 2015
Insider Transaction Report
Form 4
Tai Augustus O
Director10% Owner
Transactions
- Conversion
Series B Convertible Preferred Stock
2015-03-11−33,666→ 0 total(indirect: By Trinity X Entrepreneurs' Fund, L.P.)→ Common Stock (33,666 underlying) - Conversion
Series C Convertible Preferred Stock
2015-03-11−15,895→ 0 total(indirect: By Trinity X Entrepreneurs' Fund, L.P.)→ Common Stock (15,895 underlying) - Conversion
Common Stock
2015-03-11+34,718→ 34,718 total(indirect: By Trinity X Side-By-Side Fund, L.P.) - Conversion
Series B Convertible Preferred Stock
2015-03-11−20,908→ 0 total(indirect: By Trinity X Side-By-Side Fund, L.P.)→ Common Stock (20,908 underlying) - Conversion
Series C Convertible Preferred Stock
2015-03-11−1,597,460→ 0 total(indirect: By Trinity Ventures X, L.P.)→ Common Stock (1,597,460 underlying) - Conversion
Series D Convertible Preferred Stock
2015-03-11−5,214→ 0 total(indirect: By Trinity X Side-By-Side Fund, L.P.)→ Common Stock (5,214 underlying) - Conversion
Series D Convertible Preferred Stock
2015-03-11−969,170→ 0 total(indirect: By Trinity Ventures X, L.P.)→ Common Stock (969,170 underlying) - Conversion
Common Stock
2015-03-11+6,055,851→ 6,055,851 total(indirect: By Trinity Ventures X, L.P.) - Conversion
Common Stock
2015-03-11+59,006→ 59,006 total(indirect: By Trinity X Entrepreneurs' Fund, L.P.) - Conversion
Series B Convertible Preferred Stock
2015-03-11−3,489,221→ 0 total(indirect: By Trinity Ventures X, L.P.)→ Common Stock (3,489,221 underlying) - Conversion
Series C Convertible Preferred Stock
2015-03-11−8,596→ 0 total(indirect: By Trinity X Side-By-Side Fund, L.P.)→ Common Stock (8,596 underlying) - Conversion
Series D Convertible Preferred Stock
2015-03-11−9,445→ 0 total(indirect: By Trinity X Entrepreneurs' Fund, L.P.)→ Common Stock (9,445 underlying)
Footnotes (3)
- [F1]Each share of Series B Convertible Preferred Stock, Series C Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. The exercisability date and expiration date are not relevant to the conversion of these securities.
- [F2]Trinity TVL X, LLC ("Trinity TVL X") serves as the sole general partner of Trinity Ventures X, L.P. ("Trinity X"), Trinity X Side-By-Side Fund, L.P. ("Trinity X SBS") and Trinity X Entrepreneurs' Fund, L.P. ("Trinity X EF"). As such, Trinity TVL X possesses sole voting and investment control over the shares owned by Trinity X, Trinity X SBS and Trinity X EF, and may be deemed to have indirect beneficial ownership of the securities held by Trinity X, Trinity X SBS and Trinity X EF. Trinity TVL X and TVL Management Corporation own no shares of the Issuer directly.
- [F3]The Reporting Person is a Management Member of Trinity TVL X and is an Owner of TVL Management Corporation, and may be deemed to share voting and investment power over the shares owned by Trinity X, Trinity X SBS and Trinity X EF. The Reporting Person disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.