Home/Filings/4/0001209191-15-025687
4//SEC Filing

NEWCASTLE INVESTMENT CORP 4

Accession 0001209191-15-025687

$DSHKCIK 0001175483operating

Filed

Mar 11, 8:00 PM ET

Accepted

Mar 12, 5:25 PM ET

Size

8.7 KB

Accession

0001209191-15-025687

Insider Transaction Report

Form 4
Period: 2015-03-10
Transactions
  • Sale

    Series B Cumulative Redeemable Preferred Stock

    2015-03-10$25.76/sh13,110$337,75215,435 total(indirect: By LLC)
  • Sale

    Series B Cumulative Redeemable Preferred Stock

    2015-03-11$25.81/sh15,435$398,3060 total(indirect: By LLC)
  • Sale

    Series C Cumulative Redeemable Preferred Stock

    2015-03-10$24.77/sh2,692$66,6770 total(indirect: By LLC)
Footnotes (1)
  • [F1]These shares were sold by Drawbridge DSO Securities LLC. Mr. Nardone does not personally own these shares or have any voting or investment power over these shares. However, Mr. Nardone may be deemed to be the beneficial owner of these shares of preferred stock by virtue of his relationship to Drawbridge DSO Securities LLC. Mr. Nardone disclaims beneficial ownership of any securities of the issuer held by these entities except to the extent of his pecuniary interest therein.

Issuer

NEWCASTLE INVESTMENT CORP

CIK 0001175483

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001175483

Filing Metadata

Form type
4
Filed
Mar 11, 8:00 PM ET
Accepted
Mar 12, 5:25 PM ET
Size
8.7 KB