4//SEC Filing
Auspex Pharmaceuticals, Inc. 4
Accession 0001209191-15-027154
CIK 0001454189operating
Filed
Mar 16, 8:00 PM ET
Accepted
Mar 17, 5:25 PM ET
Size
11.3 KB
Accession
0001209191-15-027154
Insider Transaction Report
Form 4
Stamler David A
Chief Medical Officer
Transactions
- Exercise/Conversion
Stock Option (right to buy)
2015-03-16−3,000→ 25,274 totalExercise: $0.90Exp: 2021-03-10→ Common Stock (3,000 underlying) - Sale
Common Stock
2015-03-16$79.55/sh−400$31,820→ 3,583 total - Sale
Common Stock
2015-03-16$80.08/sh−2,600$208,195→ 983 total - Exercise/Conversion
Common Stock
2015-03-16$0.90/sh+3,000$2,700→ 3,983 total
Footnotes (4)
- [F1]The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 23, 2014.
- [F2]This transaction was executed in multiple trades at prices ranging from a low of $79.14 to a high of $79.78. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was executed in multiple trades at prices ranging from a low of $79.98 to a high of $80.25. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]The original option grant to purchase 30,934 shares of common stock was subject to monthly vesting over a four-year period beginning on February 15, 2011 and became fully vested on January 15, 2015.
Documents
Issuer
Auspex Pharmaceuticals, Inc.
CIK 0001454189
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001454189
Filing Metadata
- Form type
- 4
- Filed
- Mar 16, 8:00 PM ET
- Accepted
- Mar 17, 5:25 PM ET
- Size
- 11.3 KB