$HLIT·4

HARMONIC INC · Mar 17, 7:31 PM ET

HARMONIC INC 4

4 · HARMONIC INC · Filed Mar 17, 2015

Insider Transaction Report

Form 4
Period: 2015-03-13
AVER CAROLYN V
Chief Financial Officer
Transactions
  • Award

    Restricted Stock Units

    2015-03-13+31,33331,333 total
    Exercise: $0.00From: 2016-02-15Exp: 2018-02-15Common Stock (31,333 underlying)
  • Award

    Stock Option/Right to buy

    2015-03-13$7.58/sh+93,333$707,46493,333 total
    Exercise: $7.58From: 2016-02-15Exp: 2022-03-13Common Stock (93,333 underlying)
Footnotes (3)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of Harmonic common stock.
  • [F2]Forty percent of the shares subject to the restricted stock units are scheduled to vest on February 15, 2016, and fifteen percent of the restricted stock units are scheduled to vest semi-annually thereafter so as to be 100% vested on February 15, 2018.
  • [F3]Twenty-five percent of the Shares subject to the Option are scheduled to vest twelve months after the Vesting Commencement Date, and one forty eighth of the Shares subject to the Option are scheduled to vest monthly thereafter.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION