ATHERSYS, INC / NEW 4
4 · ATHERSYS, INC / NEW · Filed Mar 19, 2015
Insider Transaction Report
Form 4
Deans Robert J
Sr. Vice President
Transactions
- Tax Payment
Common Stock
2015-03-17$3.07/sh−1,084$3,328→ 424,021 total - Tax Payment
Common Stock
2015-03-18$3.09/sh−15,381$47,527→ 408,640 total - Sale
Common Stock
2015-03-18$3.07/sh−2,540$7,808→ 406,100 total - Sale
Common Stock
2015-03-19$3.13/sh−2,540$7,941→ 403,560 total
Footnotes (6)
- [F1]Shares withheld from the quarterly vesting of a June 2014 restricted stock unit award related to the minimum tax withholding obligation.
- [F2]Shares withheld from the quarterly vesting of a June 2013 restricted stock unit award related to the minimum tax withholding obligation.
- [F3]Shares sold pursuant to a predefined Rule 10b5-1 trading plan solely related to the tax obligation on the quarterly vesting of a June 2013 restricted stock unit award.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.02 to $3.14, inclusive, in accordance with a previously established Rule 10b5-1 predefined trading plan enacted solely related to the tax obligation.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.06 to $3.20, inclusive, in accordance with a previously established Rule 10b5-1 predefined trading plan enacted solely related to the tax obligation.
- [F6]Securities beneficially owned are comprised of: (1) 161,405 shares of common stock owned, (2) unvested 204,650 restricted stock units awarded in June 2013 related to the termination of 2005 incentive agreements that will vest ratably on a quarterly basis through June 18, 2016, and (3) unvested restricted stock units awarded on an annual basis amounting to 37,505 that vest quarterly over a four-year period from grant date.