Home/Filings/4/0001209191-15-028357
4//SEC Filing

CU Bancorp 4

Accession 0001209191-15-028357

CIK 0001543643operating

Filed

Mar 19, 8:00 PM ET

Accepted

Mar 20, 7:25 PM ET

Size

7.3 KB

Accession

0001209191-15-028357

Insider Transaction Report

Form 4
Period: 2015-03-19
Wolman Anita
EVP and General Counsel
Transactions
  • Award

    Common Stock

    2015-03-19+12,00066,174 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    5,200
  • Options to Purchase Common Stock

    Exercise: $22.00Exp: 2016-04-25Common Stock (5,000 underlying)
    5,000
Footnotes (3)
  • [F1]12,000 restricted shares of common stock were granted to the Reporting Person on March 19, 2015. The closing price of the issuer's stock as of the date of the grant was $21.00. The restricted shares of common stock are subject to a time-based vesting pursuant to which 6,000 shares will vest on March 19, 2017 and 3,000 shares will vest on each of March 19, 2018 and 2019.
  • [F2]Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
  • [F3]As of filing date, the stock option grant is 100% vested and immediately exercisable.

Issuer

CU Bancorp

CIK 0001543643

Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0001543643

Filing Metadata

Form type
4
Filed
Mar 19, 8:00 PM ET
Accepted
Mar 20, 7:25 PM ET
Size
7.3 KB