Diamond Resorts International, Inc. 4

4 · Diamond Resorts International, Inc. · Filed Mar 24, 2015

Insider Transaction Report

Form 4
Period: 2015-03-20
Kraff Lowell D
Director10% Owner
Transactions
  • Sale

    Common Stock

    2015-03-2028,2601,168,277 total(indirect: See Footnote)
Holdings
  • Common Stock

    (indirect: See Footnote)
    28,129
  • Common Stock

    (indirect: See Footnote)
    287,686
  • Common Stock

    (indirect: See Footnote)
    102,765
Footnotes (5)
  • [F1]The shares of common stock were sold pursuant to the underwriter's exercise of its option to purchase additional shares of common stock from selling stockholders, at a price per share of $32.99, to cover over-allotments in an underwritten public offering. The shares were sold to the public in the offering at a price of $33.75 per share.
  • [F2]Directly by Best Amigos Partners, LLC ("BAP") and indirectly by Lowell D. Kraff as the sole manager of BAP. Mr. Kraff disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.
  • [F3]Directly by Diamond Oursurance, LLC ("Oursurance") and indirectly by Lowell D. Kraff as the sole manager of Oursurance. Mr. Kraff disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.
  • [F4]Directly by LDK Holdco, LLC ("LDK") and indirectly by Lowell D. Kraff as the sole member of LDK. Mr. Kraff disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.
  • [F5]By Praesumo Partners, LLC ("Praesumo"). Mr. Kraff is the managing member of Praesumo. Mr. Kraff disclaims beneficial ownership of any of the reported securities except to the extent of his pecuniary interest therein.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION