GAIAM, INC 4
4 · GAIAM, INC · Filed Mar 27, 2015
Insider Transaction Report
Form 4
GAIAM, INCGAIA
Thomas Stephen J.
Chief Accounting Officer
Transactions
- Sale
Class A Common Stock
2015-03-24$7.57/sh−5,000$37,840→ 0 total - Exercise/Conversion
Class A Common Stock
2015-03-24$5.00/sh+5,000$25,000→ 5,000 total - Exercise/Conversion
Employee Stock Option (right to buy)
2015-03-24−5,000→ 0 totalExercise: $5.00Exp: 2015-06-03→ Class A Common Stock (5,000 underlying)
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average. These shares were sold in multiple transactions at prices ranging from $7.65-$7.52, inclusive. The reporting person undertakes to provide to Gaiam, Inc., any security holder of Gaiam, Inc., or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each price within the range set forth in footnote (1) to this From 4.
- [F2]The option is fully vested. The option was originally granted on June 3, 2008, repriced on January 15, 2009, and provided for vesting at 2% per month for 50 months commencing on May 1, 2009.