Home/Filings/4/0001209191-15-031873
4//SEC Filing

Fidelity & Guaranty Life 4

Accession 0001209191-15-031873

CIK 0001585064operating

Filed

Apr 1, 8:00 PM ET

Accepted

Apr 2, 7:10 PM ET

Size

11.1 KB

Accession

0001209191-15-031873

Insider Transaction Report

Form 4
Period: 2015-03-31
LAUNER LELAND C JR
DirectorPresident and CEO
Transactions
  • Exercise/Conversion

    Restricted Stock Unit

    2015-03-312,3590 total
    Common Stock
Holdings
  • Common Stock

    40,974
  • Stock Option (right to buy)

    Exercise: $49.45Exp: 2015-12-31Common Stock
    80,909
  • Stock Option (right to buy)

    Exercise: $24.87Exp: 2015-12-31Common Stock (70,833 underlying)
    70,833
  • Stock Option (right to buy)

    Exercise: $17.00Exp: 2015-12-31Common Stock (109,470 underlying)
    109,470
Footnotes (4)
  • [F1]Includes restricted stock.
  • [F2]Each restricted stock unit is the economic equivalent of one share of Class B Common Stock of Fidelity & Guaranty Life Holdings, Inc., a wholly-owned subsidiary of the Issuer (the "F&G Subsidiary"). Each restricted stock unit will be settled upon vesting in cash in an amount equal to the fair market value of one share of Class B Common Stock of the F&G Subsidiary. It is expected that the fair market value of a share of Class B Common Stock of the F&G Subsidiary will be derived from the value of the Common Stock of the Issuer. Pursuant to an amendment to such award agreement, 2,359 restricted stock units vested on March 31, 2015 and will each be settled with a cash payment in the amount of $103.20 per restricted stock unit.
  • [F3]The option entitles the reporting person to receive, upon exercise, a cash payment equal to the excess of the fair market value of a share of Class B Common Stock of the F&G Subsidiary over the exercise price of the option. It is expected that the fair market value of a share of Class B Common Stock of the F&G Subsidiary will be derived from the value of the Common Stock of the Issuer. The option became exercisable as to 30,303 shares on December 31, 2013, 30,303 shares on April 30, 2014, and 30,303 shares on March 31, 2015 pursuant to an amendment to such award agreement.
  • [F4]The option vested in full on March 31, 2015 pursuant to an amendment to such award agreement.

Issuer

Fidelity & Guaranty Life

CIK 0001585064

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001585064

Filing Metadata

Form type
4
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 7:10 PM ET
Size
11.1 KB