4//SEC Filing
Triumph Bancorp, Inc. 4
Accession 0001209191-15-032363
$TFINCIK 0001539638operating
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 4:58 PM ET
Size
8.1 KB
Accession
0001209191-15-032363
Insider Transaction Report
Form 4
KRATZ DOUGLAS M
Director
Transactions
- Award
Common Stock
2015-04-01+1,481→ 140,143 total
Holdings
- 141,057
Series B Preferred Stock
→ Common Stock (141,057 underlying) - 7,798(indirect: By Wells Fargo Bank NA FBO reporting)
Common Stock
Footnotes (4)
- [F1]Represents 1,481 shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. Of such shares, 493 shares will vest on the first anniversary of the date of grant (04/01/2016), 493 shares will vest on the second anniversary of the date of grant (04/01/2017), and 495 shares will vest on the third anniversary of the date of grant (04/01/2018).
- [F2]Consists of (i) 138,662 shares of common stock of Issuer directly held by reporting person, and (ii) 1,481 unvested shares of restricted common stock of Issuer which will vest as described in footnote (1) above.
- [F3]These 7,798 shares of common stock of Issuer are held for the benefit of reporting person by Wells Fargo Bank, National Association, pursuant to a holdback escrow agreement entered into in connection with issuer's acquisition of Triumph Community Bank in October 2013.
- [F4]Reporting person has the right to acquire 141,057 shares of common stock of Issuer through the conversion of 20,325 shares of Series B Convertible Preferred Stock at a conversion rate of 6.94008 shares of common stock for every one share of Series B Preferred Stock. Such conversion may be effected at any time while such preferred shares are outstanding.
Documents
Issuer
Triumph Bancorp, Inc.
CIK 0001539638
Entity typeoperating
IncorporatedTX
Related Parties
1- filerCIK 0001539638
Filing Metadata
- Form type
- 4
- Filed
- Apr 2, 8:00 PM ET
- Accepted
- Apr 3, 4:58 PM ET
- Size
- 8.1 KB